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Warrior Met Coal (NYSE: HCC) CFO reports RSU vesting and share tax withholding

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Warrior Met Coal, Inc. chief financial officer Dale W. Boyles reported multiple equity award transactions. On February 9, 2026, he acquired 33,076 shares of common stock through the vesting and settlement of performance-based restricted stock units earned under prior grants tied to company performance through December 31, 2025.

On February 9 and 10, 2026, Boyles also had time-based restricted stock units convert into common stock on a one-for-one basis and exercised restricted stock units, increasing his direct common stock holdings, while 14,671 and 790 shares of common stock were withheld at prices of $94.00 and $90.31 per share, respectively, to cover tax obligations.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boyles Dale W

(Last) (First) (Middle)
16243 HIGHWAY 216

(Street)
BROOKWOOD AL 35444

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WARRIOR MET COAL, INC. [ HCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 A(1) 33,076 A $0 201,282 D
Common Stock 02/09/2026 F(2) 14,671 D $94 186,611 D
Common Stock 02/10/2026 M(3) 1,780 A $0 188,391 D
Common Stock 02/10/2026 F(2) 790 D $90.31 187,601 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (4) (4) (4) Common Stock 1,472 1,472 D
Restricted Stock Units (5) 02/10/2026 M 1,780 (5) (5) Common Stock 1,780 $0 3,561 D
Restricted Stock Units (6) (6) (6) Common Stock 3,211 3,211 D
Explanation of Responses:
1. Represents the issuance of (i) 13,566 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units ("RSUs") granted to the reporting person on February 8, 2023, (ii) 8,828 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 8, 2024, and (iii) 10,682 shares of common stock of the issuer earned pursuant to the performance-based RSUs granted to the reporting person on February 10, 2025, each based on the issuer's performance during the performance period from January 1, 2025 through December 31, 2025. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.
2. Represents the withholding of shares for tax purposes.
3. Represents the vesting and settlement of time-based restricted stock units RSUs, which convert into common stock on a one-for-one basis.
4. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2024, the date of grant.
5. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 10, 2025, the date of grant
6. The RSUs were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 9, 2026, the date of grant
/s/ Kelli K. Gant, by power of attorney 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Warrior Met Coal (HCC) CFO Dale Boyles report on this Form 4?

Warrior Met Coal CFO Dale W. Boyles reported equity award activity, including vested restricted stock units converting into common shares and related tax-withholding transactions. These movements reflect compensation-related stock events rather than open-market buying or selling of Warrior Met Coal common stock.

How many Warrior Met Coal (HCC) shares did the CFO acquire through awards?

The CFO acquired 33,076 Warrior Met Coal common shares via vested performance-based restricted stock units tied to prior grants. These RSUs were earned based on company performance for the period ending December 31, 2025, and then settled into common stock as part of his equity compensation.

Were any Warrior Met Coal (HCC) shares sold by the CFO in the market?

The Form 4 shows no open-market sales by the CFO. Instead, 14,671 shares on February 9 and 790 shares on February 10 were withheld at specified prices solely to satisfy tax obligations associated with the vesting and settlement of equity awards.

What do the tax-withholding transactions mean for Warrior Met Coal (HCC) CFO holdings?

Tax-withholding transactions reduce the net shares the CFO retains from vested awards but do not represent discretionary market sales. Shares are automatically withheld by the company to cover taxes due when restricted stock units vest and convert into Warrior Met Coal common stock.

How were Warrior Met Coal (HCC) performance-based RSUs for the CFO determined?

The performance-based RSUs were earned based on Warrior Met Coal’s performance during the period from January 1, 2025 through December 31, 2025. Once earned, they converted into common stock and were reported as an acquisition of shares on the Form 4 by the CFO.

What plan governs the Warrior Met Coal (HCC) restricted stock units for the CFO?

The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan. Certain RSUs vest in equal installments on each of the first three anniversaries of their grant dates, then convert into common stock on a one-for-one basis for the CFO.
Warrior Met Coal

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