Welcome to our dedicated page for HAPPY CITY HLDGS SEC filings (Ticker: HCHL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Happy City Holdings Limited SEC filings document a foreign private issuer operating hotpot restaurants in Hong Kong and reporting through Form 6-K current reports and Form 20-F annual disclosures. The filings cover operating and financial results, restaurant revenue and cost structure, Nasdaq Capital Market listing-compliance notices, and capital-structure matters involving Class A and Class B ordinary shares.
The company’s regulatory record also includes material agreements such as private placement subscription documents, share issuance disclosures, board and committee composition changes, executive officer transitions, independent director agreements, shareholder voting matters, governance matters, and risk-related public-company reporting.
Happy City Holdings Limited has regained compliance with Nasdaq’s market value of listed securities rule, allowing its Class A ordinary shares to remain on The Nasdaq Capital Market. The company previously received a notice on January 23, 2026 for not meeting the $2,500,000 stockholders’ equity or $35 million market value requirements. On June 2, 2026, Nasdaq confirmed that Happy City now satisfies the MVLS rule and all other applicable continued listing criteria, and the compliance matter has been formally closed.
Happy City Holdings Limited entered a Standby Equity Purchase Agreement with YA II PN, Ltd., giving the company the right to sell up to $20 million of Class A ordinary shares over 36 months via discretionary “Advances.”
Shares for each Advance will be priced at the lowest daily volume-weighted average price over three trading days after an advance notice, with a 3% discount. There are no mandatory minimum drawdowns or non-usage fees. Happy City paid a $25,000 structuring fee and issued 72,401 Class A shares toward half of a $200,000 commitment fee, with the remaining $100,000 due in cash at the first Advance closing. Sales may begin only after an effective resale registration statement on Form F-1, and proceeds will be used as described in the related prospectus.
Happy City Holdings Ltd director Kwok Ho Pan has filed an initial Form 3, which is the standard disclosure of insider ownership. The provided data shows no reportable transactions, no common share holdings and no derivative positions, indicating a baseline disclosure rather than an active trade.
Happy City Holdings Ltd CFO Yu Sin Ting filed an initial Form 3 reporting status as an insider of the company. The filing does not list any stock or option transactions or holdings, and serves as a baseline disclosure of insider reporting obligations going forward.
Happy City Holdings Limited reports the resignation of independent director Ms. Suet Man Mak, effective immediately on March 31, 2026. The company states she resigned for personal reasons and that there was no disagreement with the company or its Board regarding operations, policies, or practices. The report is signed on behalf of the company by Chief Executive Officer and Director Suk Yee Kwan on April 1, 2026.
Happy City Holdings Ltd director KAM Eddie Shing Cheuk filed an initial Form 3 insider ownership report. The provided data shows no common stock or derivative holdings and no buy, sell, or other transactions, so this filing is purely administrative disclosure of insider status.
Happy City Holdings Ltd filed a Form 3 identifying Yiu Wai Ming as a director and reporting person. The filing’s transaction summary shows no reported buys, sells, exercises, gifts, tax withholdings, restructurings, or other share transactions in the provided data.
Happy City Holdings Ltd director CHUNG Ho Wai Alan filed an initial Form 3 ownership report for HCHL. The filing lists him as a director and shows no reported transactions, with zero buy, sell, acquire, dispose, exercise, gift, tax withholding, or restructuring activity.
Happy City Holdings Ltd. received a Schedule 13D from insiders Tak Shing Lam and Suk Yee Kwan, disclosing beneficial ownership of 12,000,000 Class B ordinary shares, convertible into Class A, representing 40.3% of the company’s Class A ordinary shares.
The stake is held through Happy City Group Limited, which is owned indirectly by the Reporting Persons via Jantin Investments Group Limited and other shareholders. Lam serves as chair of the Board and director, while Kwan is chief executive officer and director, and both intend to continue actively influencing the company’s management and strategic direction.
The filing notes the Reporting Persons are pre-IPO shareholders who used personal funds, have made no transactions in the securities over the past sixty days, and outlines prior share splits and a reclassification that created 12,000,000 Class B shares from earlier ordinary shares.
Happy City Holdings Limited reported a change in its finance leadership. On February 28, 2026, the Board accepted the resignation of Chief Financial Officer Ms. Wai Man, Ao, effective that day, stating her departure was not due to any disagreement over operations, policies, or practices.
On February 25, 2026, the Board and key committees approved the appointment of Ms. Sin Ting, Yu as the new Chief Financial Officer. She signed an employment agreement on March 1, 2026. Ms. Yu is a CPA Australia member with extensive audit and financial reporting experience, including supervising audits for listed and private companies.