Schedule 13G: BNY Mellon Reports 2.19 M Shares of HCOM ETF

Rhea-AI Filing Summary

Bank of New York Mellon Corp ("BNY Mellon") and its banking subsidiary BNY Mellon N.A. have filed Amendment 23 to Schedule 13G on the Hartford Schroders Tax-Aware Bond ETF, a series of Hartford Funds Exchange-Traded Trust.

As of 31 Jul 2025, the reporting group beneficially owned 2,185,548 shares, equal to 10.4 % of the ETF’s outstanding units. Almost the entire position is held with shared voting and dispositive power (2,185,547 shares) between the parent company and the bank subsidiary; only one share is listed with sole authority at the parent level.

The certification states the shares were acquired and are held in the ordinary course of business and not to influence control of the issuer. All securities are held in various fiduciary capacities, and no underlying beneficiary owns more than 5 % of the fund. No additional transactions, control intentions, or financial performance data are disclosed.

Positive

• BNY Mellon discloses ownership of 2.19 million shares (10.4 %), indicating strong institutional allocation to the Hartford Schroders Tax-Aware Bond ETF.

Negative

• None.

Insights

Financial Analyst

TL;DR: BNY Mellon now holds a reportable 10.4 % passive stake in the Hartford Schroders Tax-Aware Bond ETF.

The 13G filing signals that the custodian bank’s aggregated fiduciary accounts crossed the 10 % ownership threshold, triggering disclosure obligations. Because the stake is reported under Schedule 13G—not 13D—the filer affirms a passive posture with no intent to seek control. While the filing does not reveal buying chronology or cost basis, it confirms meaningful institutional sponsorship, which can enhance ETF liquidity and lend credibility. However, as a fiduciary holder, BNY Mellon may add or redeem units in response to client flows, so the position should not be viewed as a long-term strategic holding.

ETF Specialist

TL;DR: Institutional ownership exceeds 10 %, boosting float support but implying possible flow-driven turnover.

Crossing the 10 % mark is material for an ETF of this size, as it concentrates a notable share of units with a single custodian. Because the shares are held across discretionary accounts, future creations/redemptions could quickly change ownership, so investors should monitor subsequent 13F or 13G updates for shifts. No control or governance impact is expected, and there are no fee or strategy changes referenced.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 23)

Hartford Funds Exchange-Traded Trust

(Name of Issuer)

Hartford Schroders Tax-Aware Bond ETF

(Title of Class of Securities)

41653L404

(CUSIP Number)

07/31/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 41653L404

1

Names of Reporting Persons

Bank of New York Mellon Corp

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NEW YORK

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 1.00
6	Shared Voting Power 2,185,547.00
7	Sole Dispositive Power 1.00
8	Shared Dispositive Power 2,185,547.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

2,185,548.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

10.4 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

CUSIP No. 41653L404

1

Names of Reporting Persons

BNY MELLON N.A.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

NEW YORK

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 2,185,547.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 2,185,547.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

2,185,547.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

10.4 %

12

Type of Reporting Person (See Instructions)

BK

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Hartford Funds Exchange-Traded Trust
(b)	Address of issuer's principal executive offices: 690 LEE ROAD, WAYNE, PENNSYLVANIA, 19087.
Item 2.
(a)	Name of person filing: The Bank of New York Mellon Corporation
(b)	Address or principal business office or, if none, residence: 240 Greenwich Street New York, New York 10286
(c)	Citizenship: See cover page
(d)	Title of class of securities: Hartford Schroders Tax-Aware Bond ETF
(e)	CUSIP No.: 41653L404
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: See Item 5 through 9 and 11 of cover page(s) as to each reporting person. The filing of this Schedule 13G shall not be construed as an admission that The Bank of New York Mellon Corporation, or its direct or indirect subsidiaries, including The Bank of New York Mellon and BNY Mellon, National Association, are for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owners of any securities covered by this Schedule 13G.
(b)	Percent of class: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
	(ii) Shared power to vote or to direct the vote: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
	(iii) Sole power to dispose or to direct the disposition of: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
	(iv) Shared power to dispose or to direct the disposition of: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
Item 5.	Ownership of 5 Percent or Less of a Class.
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. All of the securities are beneficially owned by The Bank of New York Mellon Corporation and its direct or indirect subsidiaries in their various fiduciary capacities. As a result, another entity in every instance is entitled to dividends or proceeds of sale. No one other person's interest in the securities reported herein is more than 5%.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. See Exhibit I.
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Bank of New York Mellon Corp

Signature:	Andrew Weiser
Name/Title:	Attorney-In-Fact
Date:	08/07/2025

BNY MELLON N.A.

Signature:	Andrew Weiser
Name/Title:	Attorney-In-Fact
Date:	08/07/2025

FAQ

How many Hartford Schroders Tax-Aware Bond ETF shares does BNY Mellon own?

The filing reports 2,185,548 shares beneficially owned as of 31 Jul 2025.

What percentage of the ETF’s outstanding units does this stake represent?

BNY Mellon’s holdings represent 10.4 % of the outstanding shares.

Does BNY Mellon intend to influence control of the ETF?

No. The Schedule 13G states the position is held in the ordinary course of business and not for control purposes.

Which BNY Mellon entities are reporting persons in this filing?

Both Bank of New York Mellon Corp (parent holding company) and BNY Mellon N.A. (bank subsidiary) are listed.

When did the ownership threshold requiring this filing occur?

The reportable event date is 31 Jul 2025.

What CUSIP is associated with the Hartford Schroders Tax-Aware Bond ETF?

The ETF’s CUSIP is 41653L404.