Hercules Capital CFO reports initial share holdings
Hercules Capital, Inc. Chief Financial Officer Andrew Olson filed an initial ownership report showing his equity stake in the company.
Rhea-AI Filing Summary
Hercules Capital, Inc. Chief Financial Officer Andrew Olson filed an initial ownership report showing his equity stake in the company. He directly holds 30,386 shares of common stock. He also has 25,756 unvested restricted stock units tied to common stock, which will vest over time under the company’s 2018 Amended Equity Incentive Plan.
Footnotes explain that one award of 25,756 unvested restricted shares vests in stages over roughly three years after the first anniversary of the grant date, while another award of 25,756 restricted stock units is scheduled to vest in full on May 15, 2033.
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Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Olson Andrew
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 25,756 contracts (Direct);
Common Stock — 30,386 shares (Direct)
Footnotes (2)
- F1. Includes 25,756 shares of an unvested restricted stock award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant vests as to one third of the shares approximately one year after, but not before, the first anniversary of the grant date followed by equal quarterly vestings over approximately two years.
- F2. Represents 25,756 units of an unvested restricted stock unit award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant will vest 100% on May 15, 2033.
Key Figures
Common stock held: 30,386 shares
Unvested RSUs: 25,756 units
Unvested restricted stock award size: 25,756 shares
+2 more
5 metrics
Common stock held
30,386 shares
Direct beneficial ownership after Form 3
Unvested RSUs
25,756 units
Restricted stock units linked to common stock
Unvested restricted stock award size
25,756 shares
Restricted stock granted May 15, 2026
RSU vesting date
May 15, 2033
100% vesting for 25,756 RSUs
Initial vesting portion
One third of shares
Vests about one year after first anniversary of May 15, 2026 grant
Key Terms
Restricted Stock Units, 2018 Amended Equity Incentive Plan, unvested restricted stock award, vest
4 terms
Restricted Stock Units financial
"Represents 25,756 units of an unvested restricted stock unit award granted on May 15, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2018 Amended Equity Incentive Plan financial
"granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan"
unvested restricted stock award financial
"Includes 25,756 shares of an unvested restricted stock award granted on May 15, 2026"
vest financial
"The grant vests as to one third of the shares approximately one year after"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider position did Hercules Capital CFO Andrew Olson report on Form 3?
Andrew Olson reported his initial beneficial ownership as CFO of Hercules Capital. He directly holds 30,386 shares of common stock and has additional unvested equity awards in the form of restricted stock and restricted stock units that vest over future years.
What restricted stock unit (RSU) holdings did the Hercules Capital CFO disclose?
The CFO disclosed 25,756 unvested restricted stock units, each linked to one share of Hercules Capital common stock. These RSUs were granted under the 2018 Amended Equity Incentive Plan and are scheduled to vest 100% on May 15, 2033, if vesting conditions are met.
How do Andrew Olson’s unvested restricted stock awards vest at Hercules Capital (HTGC)?
One award covering 25,756 unvested restricted shares vests in stages. One third vests approximately one year after, but not before, the first anniversary of the May 15, 2026 grant date, with the remaining shares vesting in equal quarterly installments over about two additional years.
Under which plan were the Hercules Capital CFO’s equity awards granted?
Both the restricted stock and restricted stock unit awards were granted under Hercules Capital’s 2018 Amended Equity Incentive Plan. This plan governs the terms, vesting schedules, and other conditions associated with the equity compensation disclosed in Andrew Olson’s Form 3 filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
