Hercules Capital CFO amends Form 4 share purchase

Hercules Capital, Inc. Chief Financial Officer Seth H. Meyer filed an amended insider trading report to correct an administrative error in the number of common shares previously reported as purchased.

Rhea-AI Filing Summary

Hercules Capital, Inc. Chief Financial Officer Seth H. Meyer filed an amended insider trading report to correct an administrative error in the number of common shares previously reported as purchased. The amendment confirms his open-market purchase of 14,000 shares at an average price of $14.33 on February 27, 2026, and states that his total beneficial ownership of 448,553 shares was already correctly reported in the original Form 4.

Insider Trade Summary

Net Buyer: 14,000 shares

Net Buy 1 txn

Insider Meyer Seth H

Role Chief Financial Officer

Bought 14,000 shs ($201K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	14,000	$14.33	$201K

Holdings After Transaction: Common Stock — 448,553 shares (Direct)

Footnotes (2)

1. F1. This Form 4 amendment corrects an administrative error in reporting the number of shares purchased by the Reporting Person. There is no change to the resulting amount of securities beneficially owned by the Reporting Person, which was correct in the original Form 4.
2. F2. Average purchase price. Shares purchased at prices between $14.30 and $14.35.

FAQ

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What does the Hercules Capital (HTGC) Form 4/A amendment report?

The Form 4/A reports a correction to the number of shares previously shown as purchased by CFO Seth H. Meyer. It clarifies the transaction details but leaves his total beneficial ownership unchanged from the original filing.

How many Hercules Capital shares did Seth H. Meyer purchase?

Seth H. Meyer is reported as purchasing 14,000 shares of Hercules Capital common stock. This was an open-market transaction, and the amended filing corrects an earlier administrative error in the reported purchase quantity.

What price did the Hercules Capital CFO pay for the shares?

The average purchase price for the 14,000 Hercules Capital shares was $14.33 per share. A footnote explains this as an average, with individual trades executed between $14.30 and $14.35 per share during the transaction.

Did Seth H. Meyer’s total Hercules Capital share ownership change in this amendment?

No, the amendment states there is no change to the total securities beneficially owned by Seth H. Meyer. His beneficial ownership remains 448,553 shares, which the company indicates was already correct in the original Form 4.

Why did Hercules Capital file an amended Form 4/A for its CFO?

The amended Form 4/A was filed to correct an administrative error in the originally reported number of purchased shares. The filing emphasizes that only the share-count detail was adjusted and the final ownership amount was accurate previously.

What type of transaction did the Hercules Capital CFO execute?

The filing describes the transaction as an open-market purchase of common stock, coded as a "P" transaction. This indicates the CFO bought shares on the market rather than receiving them through grants, options, or other non-market mechanisms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 05:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Meyer Seth H

(Last) (First) (Middle)

C/O HERCULES CAPITAL, INC.

1 NORTH B STREET, SUITE 2000

(Street)

SAN MATEO CA 94401

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hercules Capital, Inc. [ HTGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
02/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/27/2026		P		14,000(1)	A	$14.33(2)	448,553	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4 amendment corrects an administrative error in reporting the number of shares purchased by the Reporting Person. There is no change to the resulting amount of securities beneficially owned by the Reporting Person, which was correct in the original Form 4.

2. Average purchase price. Shares purchased at prices between $14.30 and $14.35.

Remarks:

	/s /Kiersten Zaza Botelho, Attorney-in-Fact for Seth H Meyer	02/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.