Hercules Capital (HTGC) CEO buys 30,000 shares in open market

Rhea-AI Filing Summary

Hercules Capital, Inc. Chief Executive Officer Scott Bluestein bought 30,000 shares of common stock in an open-market purchase. The shares were acquired at an average price of $15.08 each, with individual trade prices ranging from $15.04 to $15.10. Following this transaction, Bluestein directly owns 2,509,379 shares of Hercules Capital common stock.

Insider Trade Summary

Net Buyer: 30,000 shares ($452,400)

Net Buy 1 txn

Insider Bluestein Scott

Role Chief Executive Officer

Bought 30,000 shs ($452K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	30,000	$15.08	$452K

Holdings After Transaction: Common Stock — 2,509,379 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bluestein Scott

(Last) (First) (Middle)

C/O HERCULES CAPITAL, INC.

31 ST. JAMES AVENUE, SUITE 1005

(Street)

BOSTON MA 02116

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hercules Capital, Inc. [ HTGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/24/2026		P		30,000	A	$15.08(1)	2,509,379	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Average purchase price. Shares purchased at prices between $15.04 and $15.10.

Remarks:

	/s /Kiersten Zaza Botelho, Attorney-in-Fact for Scott Bluestein	02/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hercules Capital (HCXY) report for its CEO?

Hercules Capital reported that CEO Scott Bluestein bought 30,000 shares of common stock in an open-market transaction. The purchase increased his direct holdings to 2,509,379 shares, showing a meaningful personal stake aligned with common shareholders.

At what price did the Hercules Capital (HCXY) CEO buy shares?

Scott Bluestein purchased the 30,000 Hercules Capital shares at an average price of $15.08 per share. A related note explains the trades occurred in a price range between $15.04 and $15.10, reflecting multiple executions on the transaction date.

How many Hercules Capital (HCXY) shares does the CEO now own?

After the reported transaction, CEO Scott Bluestein directly owns 2,509,379 shares of Hercules Capital common stock. This total includes his existing holdings plus the newly acquired 30,000 shares purchased in the open market on the reported transaction date.

Was the Hercules Capital (HCXY) CEO’s share transaction a purchase or a sale?

The filing shows the Hercules Capital CEO executed a purchase, not a sale. Scott Bluestein bought 30,000 shares of common stock in an open-market transaction, as identified by transaction code “P” and described as an open-market purchase.

What does the pricing footnote in the Hercules Capital (HCXY) Form 4 mean?

The footnote states the reported $15.08 figure is an average purchase price. It clarifies that the 30,000 shares were actually bought in multiple trades executed between $15.04 and $15.10 per share during the transaction session.