Welcome to our dedicated page for Hercules Capital SEC filings (Ticker: HCXY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Hercules Capital, Inc. 6.25% Notes due 2033 (NYSE: HCXY) SEC filings page aggregates regulatory documents that reference these exchange-listed notes and their issuer, Hercules Capital, Inc. HCXY is identified in Hercules Capital’s Form 8-K as 6.25% Notes due 2033 registered under Section 12(b) of the Securities Exchange Act of 1934 and listed on the New York Stock Exchange. Filings that mention HCXY typically appear alongside disclosures about the company’s common stock (HTGC).
Through this page, users can access current reports on Form 8-K where Hercules Capital furnishes quarterly earnings press releases and announces board-approved cash distributions on its common stock. These filings confirm the continued registration and listing of HCXY and provide context on the issuer’s financial results, leverage levels, liquidity and distribution policy, all of which are relevant to assessing the credit profile behind the 6.25% Notes due 2033.
In addition to 8-Ks, investors may review other SEC filings for Hercules Capital, such as annual and quarterly reports when available, to understand the company’s business as a specialty finance provider of senior secured venture growth loans and its use of unsecured debt, including HCXY, within a diversified funding mix. Rating agency commentary cited by Hercules Capital notes that a high proportion of unsecured debt to total debt outstanding supports protection for noteholders, making those disclosures particularly pertinent for HCXY analysis.
Stock Titan enhances this filings page with AI-powered summaries that explain the key points of lengthy SEC documents in plain language. Users can quickly identify how a filing references the 6.25% Notes due 2033, what it reveals about Hercules Capital’s capital structure and operating performance, and how new information may affect perceptions of the issuer’s ability to service HCXY over the life of the notes.
Hercules Capital, Inc. (HTGC) reported an insider transaction by its Chief Financial Officer. On October 9, 2025, the CFO had 3,458 shares of common stock withheld under transaction code F at $17.06 per share to cover taxes upon the vesting of restricted stock. Following this administrative withholding, the officer beneficially owns 373,663 shares, held directly.
Hercules Capital, Inc. (HTGC) reported an insider transaction by its Chief Operating Officer. On 10/09/2025, the officer had 1,362 shares of common stock withheld at $17.06 per share to cover taxes tied to the vesting of restricted stock (Transaction Code F).
Following the transaction, the officer beneficially owned 118,061 shares directly. An additional 350 shares are held indirectly by the officer’s spouse.
Hercules Capital, Inc. (HTGC) insider activity: The company’s Chief Legal Officer & CCO reported a tax-related share withholding tied to restricted stock vesting. On October 9, 2025, 956 shares of common stock were withheld (transaction code F) at a price of $17.06 to cover taxes upon vesting.
Following this administrative transaction, the reporting person beneficially owned 64,925 shares directly. This Form 4 reflects a non-open-market event related to equity compensation vesting and tax withholding.
Hercules Capital (HTGC) reported an insider transaction by its Chief Executive Officer. On October 9, 2025, 10,652 shares of common stock were withheld at $17.06 per share to cover taxes due upon the vesting of restricted stock, coded “F.” After this administrative transaction, the reporting person beneficially owns 2,257,528 shares directly.
This Form 4 reflects tax withholding related to equity compensation and does not represent an open‑market purchase or sale.