Welcome to our dedicated page for Hawaiian Elec Industries SEC filings (Ticker: HE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hawaiian Electric Industries, Inc. filings document the formal disclosures of HEI and, in many Form 8-K reports, co-registrant Hawaiian Electric Company, Inc. The records cover results of operations, financial condition, statistical supplements, wildfire-related disclosures, utility operating data and the company’s common stock listed on the New York Stock Exchange under HE.
HEI’s SEC filings also include proxy materials for shareholder voting and board governance, executive and compensation-related events, Regulation FD disclosures, and material definitive agreements. Capital-structure filings describe utility financing activity, including senior notes, indenture terms, debt repayment uses, capital expenditures and revolving credit facility matters tied to Hawaiian Electric’s regulated utility operations.
Horizon Kinetics Asset Management LLC filed an amended Schedule 13G reporting a passive stake in Hawaiian Electric Industries (HE). The firm beneficially owns 17,642,331 shares of common stock, representing 10.2% of the class.
Horizon Kinetics reports sole voting power over 17,642,331 shares and sole dispositive power over 17,642,331 shares, with no shared voting or dispositive power. The certification states the securities were acquired and are held in the ordinary course of business and not to change or influence control.
Hawaiian Electric Company, Inc., a subsidiary of Hawaiian Electric Industries, Inc., entered into a material financing agreement and issued $500 million aggregate principal amount of 6.000% Senior Notes due 2033. The notes were issued under an indenture with U.S. Bank Trust Company, National Association, as trustee, and were sold in a private offering relying on exemptions from Securities Act registration.
The notes mature on October 1, 2033, with cash interest paid semi-annually on April 1 and October 1, starting April 1, 2026. Net proceeds will be used to finance capital expenditures and to repay long-term and/or short-term debt, including the revolving credit facility and term loan, that financed capital projects.
Hawaiian Electric may redeem the notes before October 1, 2028 at 100% of principal plus a make-whole amount and accrued interest, and on or after that date at specified redemption prices plus accrued interest. The indenture includes covenants limiting certain liens and major corporate transactions, a change of control repurchase right at 101% of principal plus accrued interest, and customary events of default that can lead to acceleration of all amounts due.
Hawaiian Electric Industries, Inc., parent of Hawaiian Electric Company, disclosed that Hawaiian Electric has priced $500 million aggregate principal amount of 6.000% Senior Notes due 2033. These notes are a new debt financing that will bear a fixed 6.000% interest rate until their 2033 maturity.
The notes are being offered in a transaction exempt from registration, and have not been registered under the Securities Act of 1933. They may only be offered or sold in the United States under a registration or a valid exemption, underscoring that this is a private debt offering rather than a public securities sale.
Hawaiian Electric Industries and its utility subsidiary Hawaiian Electric Company have begun a series of fixed income investor calls to explore a potential private offering of $400 million of 8-year senior unsecured notes, subject to market conditions.
The net proceeds of any notes issued would be intended to support Hawaiian Electric Company’s capital spending and to repay long-term or short-term debt, including its revolving credit facility and term loan that were used to finance or refinance capital expenditures. The notes would be sold in a private placement to qualified institutional buyers under Rule 144A and to certain non-U.S. persons under Regulation S and would not be registered under U.S. securities laws.
Hawaiian Electric Industries and its utility subsidiary Hawaiian Electric disclosed their intent to redeem five series of cumulative preferred stock: Series E (5%), Series H (5.25%), Series I (5%), Series J (4.5%), and Series K (4.65%). Each series carries a $20 par value and specified redemption prices mostly at $21.00 per share (Series I at $20.00). The companies intend to use cash on hand to fund the redemptions and state that after redemptions none of these series will remain outstanding.
The filing clarifies that holders need take no action now and should await official notices of redemption with surrender instructions. It also cautions there are no assurances the redemptions will occur and includes standard forward-looking statement disclaimers.
Peggy Y. Fowler, a director of Hawaiian Electric Industries, Inc. (HE), reported paired non-derivative transactions on 08/13/2025 that transferred shares into a family trust. The filing shows two offsetting entries for 11,759 shares each (one disposed, one acquired) under the transaction code G(1) with price $0, reflecting a transfer to the Fowler Family Trust. Following the reported transactions, 63,888 shares are listed as beneficially owned indirectly by the Fowler Family Trust. The Form 4 was signed by Sean K. Clark as attorney-in-fact on 08/14/2025. The filing documents an internal ownership transfer; no cash consideration or derivative activity is reported.
Schedule 13G/A filed by Zimmer Partners and affiliated entities reports beneficial ownership of 3,825,214 shares of Hawaiian Electric Industries, Inc., representing approximately 2.2% of the company's outstanding common stock based on 172,611,853 shares outstanding as of June 30, 2025. The disclosed holdings are reported as shared voting and shared dispositive power, with 0 shares held with sole voting or sole dispositive power.
The filing identifies the reporting persons as Zimmer Partners, LP; Zimmer Financial Services Group LLC; Zimmer Partners GP, LLC; and Stuart J. Zimmer. It includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Horizon Kinetics Asset Management LLC has filed Amendment No. 1 to Schedule 13G for Hawaiian Electric Industries, Inc. (HE).
- Position size: 16,281,709 common shares.
- Ownership percentage: 9.4 % of HE’s outstanding stock.
- Voting/Dispositive power: Sole power over all reported shares; no shared power.
- Filer status: Registered investment adviser (Rule 13d-1(b)).
- Date triggering filing: 05 May 2025; filing signed 23 Jul 2025 by General Counsel Jay Kesslen.
The disclosure makes Horizon Kinetics one of HE’s largest known institutional holders and confirms that the stake was acquired in the ordinary course of business without intent to influence control, consistent with a passive Schedule 13G filing.