STOCK TITAN

[Form 4] Helen Of Troy Ltd Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

George Scott Uzzell, Chief Executive Officer of Helen of Troy Ltd (HELE), reported two non-derivative grants on 09/02/2025. A performance-based restricted stock award of 91,019 shares was granted that vests based on a three-year performance period beginning September 1, 2025 and ending August 31, 2028. A separate time-vested restricted stock award of 40,453 shares was granted and will vest in three equal installments on September 2 of 2026, 2027 and 2028. Following these grants, the filing shows 131,472 shares beneficially owned by the reporting person. The Form 4 was signed by an attorney-in-fact on 09/03/2025.

George Scott Uzzell, Amministratore Delegato di Helen of Troy Ltd (HELE), ha dichiarato due assegnazioni non derivate il 02/09/2025. È stato concesso un award in azioni vincolato alle performance di 91.019 azioni, soggetto a maturazione in base a un periodo di performance triennale dal 1° settembre 2025 al 31 agosto 2028. In aggiunta è stato concesso un award in azioni vincolato al tempo di 40.453 azioni, che matureranno in tre tranche uguali il 2 settembre 2026, 2027 e 2028. Dopo queste assegnazioni, la comunicazione indica che la persona che comunica beneficia di 131.472 azioni. Il Modulo 4 è stato firmato da un procuratore il 03/09/2025.

George Scott Uzzell, Director Ejecutivo de Helen of Troy Ltd (HELE), informó sobre dos concesiones no derivadas el 02/09/2025. Se otorgó una asignación de acciones restringidas basada en el rendimiento de 91.019 acciones, que se otorgarán en función de un periodo de rendimiento de tres años que comienza el 1 de septiembre de 2025 y termina el 31 de agosto de 2028. Asimismo, se concedió una asignación de acciones restringidas sujeta a tiempo de 40.453 acciones, que se hará efectiva en tres cuotas iguales el 2 de septiembre de 2026, 2027 y 2028. Tras estas concesiones, la presentación muestra que la persona informante posee de forma benéfica 131.472 acciones. El Formulario 4 fue firmado por un apoderado el 03/09/2025.

헬렌 오브 트로이(Helen of Troy Ltd, HELE)의 최고경영자(CEO) 조지 스콧 어젤(George Scott Uzzell)은 2025년 9월 2일 두 건의 비파생 증여를 보고했습니다. 91,019주의 성과 기반 제한주(퍼포먼스 주식상)가 부여되었으며, 이는 2025년 9월 1일부터 2028년 8월 31일까지의 3년 성과기간을 기준으로 권리가 취득됩니다. 별도로 40,453주의 시간 기반 제한주도 부여되었고, 이는 2026년, 2027년, 2028년 9월 2일에 각각 세 번의 동일한 분할로 취득됩니다. 이들 부여 이후 보고서에는 보고자의 실질적 보유주식이 131,472주로 기재되어 있습니다. 양식(Form 4)은 2025년 9월 3일 대리인이 서명했습니다.

George Scott Uzzell, directeur général de Helen of Troy Ltd (HELE), a déclaré deux attributions non dérivées le 02/09/2025. Une attribution d'actions restreintes liée à la performance de 91 019 actions a été accordée, assortie d'une période de performance de trois ans débutant le 1er septembre 2025 et se terminant le 31 août 2028. Par ailleurs, une attribution d'actions restreintes à acquisition progressive dans le temps de 40 453 actions a été accordée, qui s'acquerra en trois tranches égales les 2 septembre 2026, 2027 et 2028. Après ces attributions, la déclaration indique que la personne déclarante détient effectivement 131 472 actions. Le formulaire 4 a été signé par un mandataire le 03/09/2025.

George Scott Uzzell, Chief Executive Officer von Helen of Troy Ltd (HELE), meldete am 02.09.2025 zwei nicht-derivative Zuweisungen. Eine performanceabhängige Restricted-Stock-Zuteilung über 91.019 Aktien wurde gewährt; die Vesting-Bedingung richtet sich nach einer dreijährigen Leistungsperiode vom 1. September 2025 bis zum 31. August 2028. Zusätzlich wurde eine zeitabhängige Restricted-Stock-Zuteilung über 40.453 Aktien gewährt, die in drei gleichen Tranchen jeweils am 2. September 2026, 2027 und 2028 vesten. Nach diesen Zuweisungen weist die Meldung eine wirtschaftliche Begünstigung von 131.472 Aktien für die meldende Person aus. Das Formular 4 wurde am 03.09.2025 von einem Bevollmächtigten unterschrieben.

Positive
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Negative
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Insights

TL;DR: CEO received performance and time-based restricted stock awards to align incentives with multi-year performance.

The filing documents standard executive equity compensation: a performance-based award tied to a three-year performance window and a time-vested award spreading vesting over three years. Both awards are reported as non-derivative common shares and increase the CEO's beneficial ownership to 131,472 shares. From a governance perspective, the structure combines retention (time-vesting) with performance alignment, and the vesting schedules are explicit in the filing.

TL;DR: Routine insider equity grants reported; no market-moving financial data disclosed.

The Form 4 shows grants totaling 131,472 common shares effecting the CEO's ownership: 91,019 performance-based and 40,453 time-based. The performance award measurement period runs from 09/01/2025 to 08/31/2028; the time award vests in equal annual installments starting 09/02/2026. The filing contains no sales, purchases for cash, or derivative transactions and does not disclose pricing beyond $0 for reporting of restricted awards.

George Scott Uzzell, Amministratore Delegato di Helen of Troy Ltd (HELE), ha dichiarato due assegnazioni non derivate il 02/09/2025. È stato concesso un award in azioni vincolato alle performance di 91.019 azioni, soggetto a maturazione in base a un periodo di performance triennale dal 1° settembre 2025 al 31 agosto 2028. In aggiunta è stato concesso un award in azioni vincolato al tempo di 40.453 azioni, che matureranno in tre tranche uguali il 2 settembre 2026, 2027 e 2028. Dopo queste assegnazioni, la comunicazione indica che la persona che comunica beneficia di 131.472 azioni. Il Modulo 4 è stato firmato da un procuratore il 03/09/2025.

George Scott Uzzell, Director Ejecutivo de Helen of Troy Ltd (HELE), informó sobre dos concesiones no derivadas el 02/09/2025. Se otorgó una asignación de acciones restringidas basada en el rendimiento de 91.019 acciones, que se otorgarán en función de un periodo de rendimiento de tres años que comienza el 1 de septiembre de 2025 y termina el 31 de agosto de 2028. Asimismo, se concedió una asignación de acciones restringidas sujeta a tiempo de 40.453 acciones, que se hará efectiva en tres cuotas iguales el 2 de septiembre de 2026, 2027 y 2028. Tras estas concesiones, la presentación muestra que la persona informante posee de forma benéfica 131.472 acciones. El Formulario 4 fue firmado por un apoderado el 03/09/2025.

헬렌 오브 트로이(Helen of Troy Ltd, HELE)의 최고경영자(CEO) 조지 스콧 어젤(George Scott Uzzell)은 2025년 9월 2일 두 건의 비파생 증여를 보고했습니다. 91,019주의 성과 기반 제한주(퍼포먼스 주식상)가 부여되었으며, 이는 2025년 9월 1일부터 2028년 8월 31일까지의 3년 성과기간을 기준으로 권리가 취득됩니다. 별도로 40,453주의 시간 기반 제한주도 부여되었고, 이는 2026년, 2027년, 2028년 9월 2일에 각각 세 번의 동일한 분할로 취득됩니다. 이들 부여 이후 보고서에는 보고자의 실질적 보유주식이 131,472주로 기재되어 있습니다. 양식(Form 4)은 2025년 9월 3일 대리인이 서명했습니다.

George Scott Uzzell, directeur général de Helen of Troy Ltd (HELE), a déclaré deux attributions non dérivées le 02/09/2025. Une attribution d'actions restreintes liée à la performance de 91 019 actions a été accordée, assortie d'une période de performance de trois ans débutant le 1er septembre 2025 et se terminant le 31 août 2028. Par ailleurs, une attribution d'actions restreintes à acquisition progressive dans le temps de 40 453 actions a été accordée, qui s'acquerra en trois tranches égales les 2 septembre 2026, 2027 et 2028. Après ces attributions, la déclaration indique que la personne déclarante détient effectivement 131 472 actions. Le formulaire 4 a été signé par un mandataire le 03/09/2025.

George Scott Uzzell, Chief Executive Officer von Helen of Troy Ltd (HELE), meldete am 02.09.2025 zwei nicht-derivative Zuweisungen. Eine performanceabhängige Restricted-Stock-Zuteilung über 91.019 Aktien wurde gewährt; die Vesting-Bedingung richtet sich nach einer dreijährigen Leistungsperiode vom 1. September 2025 bis zum 31. August 2028. Zusätzlich wurde eine zeitabhängige Restricted-Stock-Zuteilung über 40.453 Aktien gewährt, die in drei gleichen Tranchen jeweils am 2. September 2026, 2027 und 2028 vesten. Nach diesen Zuweisungen weist die Meldung eine wirtschaftliche Begünstigung von 131.472 Aktien für die meldende Person aus. Das Formular 4 wurde am 03.09.2025 von einem Bevollmächtigten unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uzzell George Scott

(Last) (First) (Middle)
201 E. MAIN STREET
SUITE 300

(Street)
EL PASO TX 79901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELEN OF TROY LTD [ HELE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares, Par value $0.10 per share 09/02/2025 A 91,019 A $0(1) 91,019 D
Common Shares, Par value $0.10 per share 09/02/2025 A 40,453 A $0(2) 131,472 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Performance-based restricted stock award reported as a Non-Derivative Security that vests measured on a three year performance period commencing on September 1, 2025 and ending on August 31, 2028.
2. Time-vested restricted stock award reported as Non-Derivative Security vesting in three equal installments on September 2, 2026, September 2, 2027 and September 2, 2028.
Remarks:
Tessa N. Judge as Attorney-In-Fact for George Scott Uzzell 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What shares did HELE CEO George Scott Uzzell receive on 09/02/2025?

He received a performance-based award of 91,019 shares and a time-vested award of 40,453 shares, totaling 131,472 shares.

When do the awarded HELE restricted shares vest?

The performance award vests based on a three-year period from 09/01/2025 to 08/31/2028. The time-vested award vests in three equal installments on 09/02/2026, 09/02/2027, and 09/02/2028.

Does the Form 4 report any sales or option exercises by the HELE reporting person?

No. The Form 4 reports only non-derivative restricted stock awards (grants); there are no sales, purchases for cash, or derivative transactions disclosed.

How many HELE shares does the reporting person beneficially own after these grants?

The filing shows 91,019 and 40,453 grants with a combined beneficial ownership of 131,472 shares following the transactions.

Who signed the Form 4 for George Scott Uzzell?

The Form 4 was signed by Tessa N. Judge as Attorney-In-Fact for George Scott Uzzell on 09/03/2025.
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