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Helen of Troy (HELE) CEO receives 109,289-share restricted stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uzzell George Scott reported acquisition or exercise transactions in this Form 4 filing.

HELEN OF TROY LTD Chief Executive Officer George Scott Uzzell reported an award of 109,289 common shares on March 6, 2026. The shares were granted at no purchase price as a restricted stock award and increased his directly owned holdings to 240,761 common shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uzzell George Scott

(Last) (First) (Middle)
201 E. MAIN STREET
SUITE 300

(Street)
EL PASO TX 79901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELEN OF TROY LTD [ HELE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares, Par value $0.10 per share 03/06/2026 A 109,289 A $0(1) 240,761 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock awards reported as Non-Derivative Securities.
Remarks:
Wayne C. Lott as Attorney-In-Fact for George Scott Uzzell 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HELEN OF TROY (HELE) CEO report?

Helen of Troy CEO George Scott Uzzell reported receiving 109,289 common shares as a restricted stock award. The grant was recorded at a price of $0.00 per share and classified as a non-derivative equity award granted on March 6, 2026.

How many HELEN OF TROY (HELE) shares does the CEO hold after this award?

After the restricted stock award, CEO George Scott Uzzell directly owns 240,761 common shares of Helen of Troy. This total reflects his holdings following the 109,289-share grant reported as a non-derivative acquisition on March 6, 2026.

Was the HELEN OF TROY (HELE) CEO’s March 2026 award a purchase or a grant?

The March 6, 2026 transaction was a grant, not an open-market purchase. It is coded as a grant, award, or other acquisition, with 109,289 common shares received at a transaction price of $0.00 per share as restricted stock.

What type of security did the HELEN OF TROY (HELE) CEO receive in this insider filing?

The CEO received common shares with a par value of $0.10 per share, reported as non-derivative securities. A footnote specifies these are restricted stock awards, meaning they are subject to restrictions rather than being immediately unrestricted tradable shares.

Is the HELEN OF TROY (HELE) CEO’s ownership reported as direct or indirect?

The filing reports the CEO’s ownership as direct, indicated by the code “D” for direct ownership. The nature of ownership field lists no intermediary entity, so the 240,761 common shares are reported as directly held by George Scott Uzzell.
Helen Of Troy Ltd

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