STOCK TITAN

Helen of Troy (HELE) director awarded 919 restricted shares in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RAFF BERYL reported acquisition or exercise transactions in this Form 4 filing.

HELEN OF TROY LTD director Beryl Raff received an equity grant of 919 common shares. The award was structured as restricted stock that vested immediately, so the shares became fully owned at once rather than over time. Following this grant, Raff directly holds a total of 13,779 common shares.

The grant includes a tax-offset right that provides a cash amount intended to cover certain tax liabilities triggered by the vesting event, making the award net of some tax impact for the director.

Positive

  • None.

Negative

  • None.
Insider RAFF BERYL
Role null
Type Security Shares Price Value
Grant/Award Common Shares, Par value $0.10 per share 919 $0.00 --
Holdings After Transaction: Common Shares, Par value $0.10 per share — 13,779 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock grant 919 shares Common Shares granted on 2026-06-01
Grant price $0.00 per share Reported transaction price for restricted stock
Post-grant holdings 13,779 shares Total common shares directly held after transaction
restricted stock financial
"Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
tax-offset right financial
"accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RAFF BERYL

(Last)(First)(Middle)
201 E. MAIN STREET
SUITE 300

(Street)
EL PASO TEXAS 79901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HELEN OF TROY LTD [ HELE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares, Par value $0.10 per share06/01/2026A919A$0(1)13,779D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.
Remarks:
W. Crews Lott as Attorney-In-Fact for Beryl B. Raff06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HELEN OF TROY (HELE) director Beryl Raff report?

Director Beryl Raff reported receiving a grant of 919 common shares as restricted stock that vested immediately. This was a compensation-related award, not an open-market purchase, and increased her direct holdings in HELEN OF TROY LTD.

How many HELEN OF TROY shares does Beryl Raff hold after this Form 4 filing?

After the reported grant, Beryl Raff directly holds 13,779 common shares of HELEN OF TROY LTD. This total reflects her position following the 919-share restricted stock award disclosed in the Form 4 filing.

Was the HELEN OF TROY Form 4 transaction a stock purchase or a grant?

The transaction was a stock grant, not an open-market purchase. Beryl Raff received 919 restricted common shares as a compensation award, with a reported price per share of $0.00, indicating no cash was paid for the shares.

What does the tax-offset right in Beryl Raff’s HELEN OF TROY stock grant mean?

The tax-offset right entitles Beryl Raff to receive cash when the restricted stock vests. This cash is intended to pay certain tax liabilities incurred due to the vesting of the 919-share restricted stock award.

Did the HELEN OF TROY Form 4 include any option or derivative exercises?

No, the Form 4 only reported a non-derivative transaction involving common shares. It disclosed a grant of 919 restricted common shares, with no derivative securities or option exercises listed in the derivative transaction summary.