STOCK TITAN

Saba Capital (HFRO) adds 24,776 Highland Opportunities & Income shares

(Moderate)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Saba Capital Management, L.P., a more than ten percent owner of Highland Opportunities & Income Fund, reported open-market purchases of the fund’s common stock. On June 4 and 5, it bought a total of 24,776 shares at prices between $6.69 and $6.73 per share. Following these transactions, Saba’s indirectly held position reported in this filing increased to 5,852,615 common shares, indicating continued accumulation rather than sales.

Positive

  • None.

Negative

  • None.
Insider Saba Capital Management, L.P.
Role 10% Owner
Bought 24,776 shs ($166K)
Type Security Shares Price Value
Purchase Common Stock 6,759 $6.69 $45K
Purchase Common Stock 18,017 $6.73 $121K
Holdings After Transaction: Common Stock — 5,852,615 shares (Indirect, -)
Footnotes (1)
Shares purchased June 5 6,759 shares Open-market buy of common stock at $6.69 per share
Shares purchased June 4 18,017 shares Open-market buy of common stock at $6.73 per share
Total shares purchased 24,776 shares Combined open-market buys reported in this Form 4
Price June 5 trade $6.69 per share Common stock open-market purchase on June 5
Price June 4 trade $6.73 per share Common stock open-market purchase on June 4
Shares after June 5 5,852,615 shares Indirectly held HFRO common stock following latest transaction
Shares after June 4 5,845,856 shares Indirectly held HFRO common stock after earlier purchase
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
ten percent owner regulatory
""is_ten_percent_owner": 1"
indirect ownership financial
""ownership_type": "indirect""
common stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Saba Capital Management report in its latest HFRO Form 4 filing?

Saba Capital Management reported buying HFRO common shares in the open market. It executed two purchases in early June, adding a combined 24,776 shares and bringing its indirectly held position disclosed in the filing to 5,852,615 shares of Highland Opportunities & Income Fund.

How many HFRO shares did Saba Capital buy in this Form 4 filing?

Saba Capital bought a total of 24,776 HFRO common shares. The purchases occurred in two trades of 18,017 and 6,759 shares, executed on June 4 and June 5, respectively, as reported in the Form 4 insider trading disclosure for Highland Opportunities & Income Fund.

At what prices did Saba Capital purchase HFRO shares according to the Form 4?

Saba Capital’s reported HFRO purchases were made at prices near the mid-$6 range. The Form 4 lists transactions at $6.73 and $6.69 per share, reflecting open-market buy orders in Highland Opportunities & Income Fund common stock on consecutive trading days in early June.

What is Saba Capital’s HFRO shareholding after these reported purchases?

After the reported trades, Saba Capital’s indirectly held HFRO position rose to 5,852,615 shares. The Form 4 shows 5,845,856 shares following the June 4 trade and 5,852,615 after the June 5 purchase, providing updated ownership figures for Highland Opportunities & Income Fund.

Does the HFRO Form 4 show Saba Capital selling any shares?

The Form 4 shows only purchases of HFRO shares, with no reported sales. Both transactions are coded as open-market purchases, and the transaction summary indicates net-buy activity, meaning Saba Capital increased its disclosed position in Highland Opportunities & Income Fund common stock.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saba Capital Management, L.P.

(Last)(First)(Middle)
405 LEXINGTON AVENUE
58TH FLOOR

(Street)
NEW YORK NEW YORK 10174

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HIGHLAND OPPORTUNITIES & INCOME FUND [ HFRO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/04/2026P18,017A$6.735,845,856I-
Common Stock06/05/2026P6,759A$6.695,852,615I-
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Saba Capital Management, L.P. By: Zachary Gindes06/08/2026
Boaz Weinstein06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)