Hagerty director receives 11,871-share RSU award

Kay Sabrina reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Kay Sabrina reported acquisition or exercise transactions in this Form 4 filing.

Hagerty, Inc. director Sabrina Kay received an equity award of 11,871 shares of Class A Common Stock in the form of Restricted Stock Units under the company’s 2021 Equity Incentive Plan. These RSUs vest on April 1, 2027, contingent on her continued service, bringing her direct holdings to 54,173 shares.

Insider Trade Summary

Grant/Award: 11,871 shares

Grant/Award 1 txn

Insider Kay Sabrina

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	11,871	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 54,173 shares (Direct)

Footnotes (1)

1. F1. Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Key Figures

RSU grant size: 11,871 shares Grant price per share: $0.00 per share Total shares after grant: 54,173 shares +1 more

4 metrics

RSU grant size 11,871 shares Restricted Stock Units of Class A Common Stock granted to director

Grant price per share $0.00 per share Stated transaction price for RSU acquisition

Total shares after grant 54,173 shares Director’s direct holdings following RSU award

RSU vesting date April 1, 2027 Vesting date for granted Restricted Stock Units

Key Terms

Restricted Stock Units, 2021 Equity Incentive Plan, vest

3 terms

Restricted Stock Units financial

"underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Equity Incentive Plan financial

"acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan"

vest financial

"The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hagerty (HGTY) director Sabrina Kay report?

Director Sabrina Kay reported receiving 11,871 Restricted Stock Units of Hagerty Class A Common Stock as an equity award. The grant was made at a stated price of $0.00 per share and reflects compensation rather than an open-market purchase or sale.

How many Hagerty (HGTY) shares does Sabrina Kay hold after this Form 4 filing?

After the reported RSU grant, Sabrina Kay’s direct holdings total 54,173 shares of Hagerty Class A Common Stock. This figure includes the 11,871 newly awarded RSUs and represents her position as shown in this specific insider ownership report.

When do Sabrina Kay’s Hagerty (HGTY) RSUs from this grant vest?

The 11,871 Restricted Stock Units awarded to Sabrina Kay vest on April 1, 2027. Vesting is conditioned on her continued service with Hagerty, with exceptions only for death or disability as specified in the equity plan footnote to the transaction.

What is the nature of the Hagerty (HGTY) equity award reported on this Form 4?

The award consists of 11,871 Restricted Stock Units of Class A Common Stock granted under Hagerty’s 2021 Equity Incentive Plan. RSUs are a form of stock-based compensation that convert into shares upon vesting, rather than an immediate cash transaction or market trade.

Did Sabrina Kay buy or sell Hagerty (HGTY) shares in the open market?

No open-market buy or sell occurred in this filing. The Form 4 shows a grant of 11,871 Restricted Stock Units at $0.00 per share as compensation, classified as an acquisition through grant or award rather than a discretionary market transaction.

What does the transaction code “A” mean in this Hagerty (HGTY) Form 4?

The transaction code “A” on this Form 4 indicates a grant, award, or other acquisition of securities. Here it reflects the issuance of 11,871 Restricted Stock Units to director Sabrina Kay as part of her compensation under Hagerty’s 2021 Equity Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 02:58 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kay Sabrina

(Last) (First) (Middle)

121 DRIVERS EDGE

(Street)

TRAVERSE CITY MICHIGAN 49684

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/01/2026		A		11,871(1)	A	$0	54,173	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Tracey Derenzy, Power of Attorney	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)