Hagerty director reports 74,000-share charity gift

Hagerty, Inc. (HGTY) director Robert I. Kauffman reported that Aldel LLC made a charitable gift of 74,000 Class A common shares on September 24, 2026.

Available on EDGAR 09/25/2026 - 04:32 PM EDT Accepted by SEC EDGAR 09/25/2026 - 04:21 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Hagerty, Inc. (HGTY) director Robert I. Kauffman reported that Aldel LLC made a charitable gift of 74,000 Class A common shares on September 24, 2026. Aldel LLC held 674,097 shares indirectly after the transaction, and Kauffman reported 79,173 shares held directly. Kauffman is Aldel LLC’s manager and has voting and investment discretion over its securities; he disclaims beneficial ownership except to the extent of his pecuniary interest. No Rule 10b5-1 plan is reported.

Insider Trade Summary

74,000 shares gifted

Gift 1 txn

Insider KAUFFMAN ROBERT I

Role Director

Type	Security	Shares	Price	Value
Gift	Class A Common Stock F1, F2	74,000	$0.00	$0.00
Holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 674,097 shares (Indirect, By Aldel LLC); Class A Common Stock — 79,173 shares (Direct)

Holdings Before and After: Class A Common Stock, 748,097 to 674,097 shares (Indirect, By Aldel LLC)

Footnotes (2)

1. F1. Represents a bona fide gift to a charitable organization.
2. F2. Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Key Figures

Gifted shares: 74,000 shares Indirect holdings after gift: 674,097 shares Direct holdings after gift: 79,173 shares

3 metrics

Gifted shares 74,000 shares Gift to a charitable organization on September 24, 2026

Indirect holdings after gift 674,097 shares Held by Aldel LLC after the September 24, 2026 transaction

Direct holdings after gift 79,173 shares Reported by Robert I. Kauffman after the September 24, 2026 transaction

Key Terms

bona fide gift, voting and investment discretion, pecuniary interest

3 terms

bona fide gift regulatory

"a bona fide gift to a charitable organization"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

voting and investment discretion regulatory

"has voting and investment discretion with respect to the securities"

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HGTY shares were gifted?

Aldel LLC gifted 74,000 Hagerty Class A common shares to a charitable organization on September 24, 2026. Robert I. Kauffman, a director and the LLC’s manager, reported the transaction and has voting and investment discretion over securities held by the LLC.

Was the HGTY share gift made under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KAUFFMAN ROBERT I

(Last) (First) (Middle)

105 S. MAPLE STREET

(Street)

ITASCA ILLINOIS 60143

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/24/2026		G(1)		74,000	D	$0	674,097	I(2)	By Aldel LLC
Class A Common Stock								79,173	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a bona fide gift to a charitable organization.

2. Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Rebecca Patel, Power of Attorney	09/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)