Hagerty director granted 11,871 RSUs

Harbert Randall Houston reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Harbert Randall Houston reported acquisition or exercise transactions in this Form 4 filing.

Hagerty, Inc. director Harbert Randall Houston received an equity award in the form of Restricted Stock Units representing 11,871 shares of Class A Common Stock. These RSUs were granted at no cash cost and were issued under the company’s 2021 Equity Incentive Plan as part of his compensation.

The RSUs are scheduled to vest on April 1, 2027, if he continues to provide service to the company, with exceptions for death or disability. Following this grant, Houston now holds 45,832 shares of Class A Common Stock directly, reflecting his ongoing equity stake in Hagerty.

Insider Trade Summary

Grant/Award: 11,871 shares

Grant/Award 1 txn

Insider Harbert Randall Houston

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	11,871	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 45,832 shares (Direct)

Footnotes (1)

1. F1. Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Key Figures

RSUs granted: 11,871 shares Post-transaction holdings: 45,832 shares Vesting date: April 1, 2027 +1 more

4 metrics

RSUs granted 11,871 shares Restricted Stock Units in Class A Common Stock granted as award

Post-transaction holdings 45,832 shares Class A Common Stock directly held after the grant

Vesting date April 1, 2027 Scheduled vesting date for the 11,871 RSUs

Grant price per share $0.00 Reported transaction price per share for the RSU grant

Key Terms

Restricted Stock Units, 2021 Equity Incentive Plan, Class A Common Stock, vesting

4 terms

Restricted Stock Units financial

"underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Equity Incentive Plan financial

"acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan"

Class A Common Stock financial

"Represents shares of Class A Common Stock of Hagerty, Inc."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

vesting financial

"The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hagerty (HGTY) director Harbert Randall Houston report?

Harbert Randall Houston reported receiving 11,871 Restricted Stock Units in Hagerty Class A Common Stock as a compensation grant. The award was made under the 2021 Equity Incentive Plan and involved no cash purchase, reflecting a non-market equity grant rather than an open-market trade.

How many Hagerty (HGTY) shares does Harbert Randall Houston hold after this Form 4?

After the reported grant, Harbert Randall Houston holds 45,832 shares of Hagerty Class A Common Stock directly. This total includes the newly awarded RSU-based shares, which are subject to vesting conditions, and illustrates his ongoing equity alignment with the company’s performance and long-term value.

What are the vesting terms of Harbert Randall Houston’s new RSUs in Hagerty (HGTY)?

The 11,871 Restricted Stock Units vest on April 1, 2027, assuming Houston’s continued service with Hagerty. The vesting schedule includes standard exceptions for death or disability. Until vesting, the RSUs represent a right to receive shares rather than currently transferable stock.

Did Harbert Randall Houston buy or sell Hagerty (HGTY) shares on the open market?

The Form 4 reports a grant of 11,871 Restricted Stock Units as a compensation award, not an open-market trade. The transaction code is a grant or award, meaning no shares were bought or sold on an exchange and no cash transaction price per share was involved.

Under which plan were the new Hagerty (HGTY) RSUs granted to Harbert Randall Houston?

The RSUs granted to Harbert Randall Houston were issued under Hagerty’s 2021 Equity Incentive Plan. This plan provides equity-based compensation, such as Restricted Stock Units, to align directors’ and employees’ interests with shareholders through longer-term ownership in the company’s Class A Common Stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 02:48 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harbert Randall Houston

(Last) (First) (Middle)

121 DRIVERS EDGE

(Street)

TRAVERSE CITY MICHIGAN 49684

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/01/2026		A		11,871(1)	A	$0	45,832	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Tracey Derenzy, Power of Attorney	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)