Hagerty director granted 11,871 RSUs

KAUFFMAN ROBERT I reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

KAUFFMAN ROBERT I reported acquisition or exercise transactions in this Form 4 filing.

Hagerty, Inc. director Robert I. Kauffman received an equity award tied to 11,871 shares of Class A Common Stock on April 1, 2026. These shares are underlying Restricted Stock Units granted at no cash cost to him.

The RSUs vest on April 1, 2027, if he continues serving the company, with exceptions for death or disability. Kauffman now holds 79,173 Class A shares directly and is also manager of Aldel LLC, which holds 748,097 Class A shares, where he disclaims beneficial ownership beyond his pecuniary interest.

Insider Trade Summary

Grant/Award: 11,871 shares

Grant/Award 2 txns

Insider KAUFFMAN ROBERT I

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	11,871	$0.00	$0.00
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 79,173 shares (Direct); Class A Common Stock — 748,097 shares (Indirect, By Aldel LLC)

Footnotes (2)

1. F1. Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.
2. F2. Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Key Figures

RSU grant size: 11,871 shares Grant price: $0.00 per share Direct holdings after grant: 79,173 shares +2 more

5 metrics

RSU grant size 11,871 shares Class A Common Stock underlying RSUs granted April 1, 2026

Grant price $0.00 per share Equity award under 2021 Equity Incentive Plan

Direct holdings after grant 79,173 shares Class A Common Stock held directly after transaction

Indirect holdings via Aldel LLC 748,097 shares Class A Common Stock held by Aldel LLC

RSU vesting date April 1, 2027 Vesting subject to continued service, with death/disability exceptions

Key Terms

Restricted Stock Units, 2021 Equity Incentive Plan, pecuniary interest, beneficial ownership

4 terms

Restricted Stock Units financial

"Represents shares of Class A Common Stock of Hagerty, Inc. underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Equity Incentive Plan financial

"RSUs acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan"

pecuniary interest financial

"The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein"

beneficial ownership financial

"The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hagerty (HGTY) disclose for Robert I. Kauffman?

Hagerty reported that director Robert I. Kauffman received Restricted Stock Units representing 11,871 shares of Class A Common Stock. The award was granted at no cash cost to him as part of equity compensation and increases his direct equity-based exposure to the company.

When do Robert I. Kauffman’s Hagerty (HGTY) RSUs vest and what are the conditions?

The RSUs vest on April 1, 2027, provided Kauffman continues serving Hagerty. The vesting schedule includes exceptions for death or disability. Until vesting, the underlying 11,871 Class A shares remain unvested equity compensation under Hagerty’s 2021 Equity Incentive Plan.

How many Hagerty (HGTY) shares does Robert I. Kauffman hold directly after this Form 4?

Following the RSU award, Kauffman holds 79,173 shares of Hagerty Class A Common Stock directly. This figure reflects his direct ownership position reported on the Form 4 and excludes additional shares held indirectly through Aldel LLC.

What is Aldel LLC’s role in Robert I. Kauffman’s Hagerty (HGTY) holdings?

Aldel LLC holds 748,097 Hagerty Class A shares. Kauffman is the manager and has voting and investment discretion over these securities. He disclaims beneficial ownership of Aldel LLC’s shares except to the extent of his pecuniary interest, as disclosed in the filing footnote.

Were Robert I. Kauffman’s new Hagerty (HGTY) shares purchased in the market?

No, the 11,871 shares are underlying Restricted Stock Units granted under Hagerty’s 2021 Equity Incentive Plan at a price of $0.00 per share. This is compensation-related equity, not an open-market purchase or sale transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/03/2026 - 02:48 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KAUFFMAN ROBERT I

(Last) (First) (Middle)

105 S. MAPLE STREET

(Street)

ITASCA ILLINOIS 60143

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/01/2026		A		11,871(1)	A	$0	79,173	D
Class A Common Stock								748,097	I(2)	By Aldel LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.

2. Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Tracey Derenzy, Power of Attorney	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)