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Hagerty (NYSE: HGTY) CFO awarded RSUs, ESPP shares and tax withholding

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hagerty, Inc. Chief Financial Officer Patrick McClymont reported routine equity compensation and related tax withholding transactions in Class A Common Stock. On April 1, 2026, he acquired 54,013 shares underlying restricted stock units (RSUs) under Hagerty’s 2021 Equity Incentive Plan. These RSUs vest in equal amounts on each annual anniversary of the grant date through April 1, 2029, subject to continued service, with exceptions for death, disability, retirement, or a change of control. The same day, 32,388 shares were withheld to cover taxes upon RSU vesting under various RSU award agreements, a non-market disposition. For the ESPP offering period from October 1, 2025 through March 31, 2026, he also acquired 962 shares through the Employee Stock Purchase Plan at 95% of the closing price on April 1, 2026. Following these transactions, McClymont directly holds 336,794 shares of Hagerty Class A Common Stock.

Positive

  • None.

Negative

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Insider McClymont Patrick
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Class A Common Stock 962 $10.13 $10K
Grant/Award Class A Common Stock 54,013 $0.00 --
Tax Withholding Class A Common Stock 32,388 $10.66 $345K
Holdings After Transaction: Class A Common Stock — 336,794 shares (Direct)
Footnotes (1)
  1. Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements. Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of October 1, 2025 through March 31, 2026. In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on April 1, 2026.
RSU grant shares 54,013 shares Class A Common Stock underlying RSUs granted April 1, 2026
Tax withholding shares 32,388 shares Shares withheld for taxes upon RSU vesting under award agreements
ESPP purchase shares 962 shares Acquired via ESPP for Oct 1, 2025–Mar 31, 2026 offering period
Post-transaction holdings 336,794 shares Direct Class A Common Stock owned after April 2, 2026 transaction
RSU vesting period end April 1, 2029 Final annual vesting date for granted RSUs, subject to conditions
ESPP discount rate 95% of closing price Per-share price equal to 95% of April 1, 2026 closing price
restricted stock units ("RSUs") financial
"underlying restricted stock units ("RSUs") acquired by the Reporting Person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2021 Equity Incentive Plan financial
"acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan"
Employee Stock Purchase Plan ("ESPP") financial
"Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP")"
withheld for taxes upon vesting financial
"total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs"
change of control financial
"with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McClymont Patrick
(Last)(First)(Middle)
121 DRIVERS EDGE
(Street)
TRAVERSE CITY MICHIGAN 49684
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Hagerty, Inc. [ HGTY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026A54,013(1)A$0368,220D
Class A Common Stock04/01/2026F32,388(2)D$10.66335,832D
Class A Common Stock04/02/2026A962(3)A$10.13(4)336,794D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.
2. Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.
3. Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of October 1, 2025 through March 31, 2026.
4. In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on April 1, 2026.
Remarks:
/s/ Tracey Derenzy, Power of Attorney04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Hagerty (HGTY) CFO Patrick McClymont report?

Hagerty CFO Patrick McClymont reported equity compensation and related tax events. He received RSU-based Class A Common Stock, had shares withheld to cover taxes upon vesting, and acquired additional shares through the company’s Employee Stock Purchase Plan for the latest offering period.

How many Hagerty (HGTY) RSU shares were granted to the CFO and how do they vest?

Patrick McClymont was granted 54,013 shares of Class A Common Stock underlying restricted stock units. These RSUs vest in equal amounts on each annual anniversary of the April 1, 2026 grant date, ending April 1, 2029, assuming his continued service or specified exception events.

Why were 32,388 Hagerty (HGTY) shares withheld from the CFO’s holdings?

The 32,388 Class A shares were withheld to satisfy taxes due upon vesting of restricted stock units. This tax-withholding disposition is a non-market event under various RSU award agreements, reducing shares delivered while covering the associated tax liability for the equity compensation.

What Hagerty (HGTY) shares did the CFO acquire through the Employee Stock Purchase Plan?

McClymont acquired 962 shares of Class A Common Stock through Hagerty’s Employee Stock Purchase Plan. These relate to the ESPP offering period from October 1, 2025 through March 31, 2026, purchased at 95% of the stock’s closing price on April 1, 2026 as specified.

How many Hagerty (HGTY) Class A shares does the CFO hold after these transactions?

After recording the RSU grant, tax-withholding shares, and ESPP purchase, Patrick McClymont directly holds 336,794 shares of Hagerty Class A Common Stock. This figure reflects his reported direct ownership immediately following the most recent April 2, 2026 transaction activity.

Are the Hagerty (HGTY) CFO’s recent Form 4 transactions open-market buys or compensation-related?

The reported transactions are compensation-related, not open-market trading. They include RSU-based share awards under Hagerty’s 2021 Equity Incentive Plan, shares withheld to cover RSU tax obligations, and discounted purchases through the company’s Employee Stock Purchase Plan, all typical for executive compensation.