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Hillenbrand (NYSE: HI) officer details RSU vesting schedules and stock ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hillenbrand, Inc. officer equity holdings and awards are reported for an individual serving as Sr. VP & Chief Proc. Officer. As of this filing, the officer directly holds 6,949 shares of common stock.

The filing shows several restricted stock unit (RSU) awards effective on 12/31/2025, each with a conversion price of $0 and each RSU representing the right to receive one share of common stock. RSUs from prior grant dates in 2023, 2024 and 2025 are scheduled to vest in one-third installments on specific December dates, while Matching RSUs granted under the company’s Executive Share Match framework are scheduled to vest on March 31, 2028 if framework conditions are met. RSUs carry dividend equivalent rights that accrue on dividend record dates.

Positive

  • None.

Negative

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Insider Phillips Carole Anne
Role Sr. VP & Chief Proc. Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units (Deferred Stock Award 12/7/2023) 5 $0.00 --
Grant/Award Restricted Stock Units (Deferred Stock Award 12/5/2024) 13 $0.00 --
Grant/Award Restricted Stock Units (Matching RSU Framework 03/31/2025) 19 $0.00 --
Grant/Award Restricted Stock Units (Deferred Stock Award 12/4/2025) 78 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units (Deferred Stock Award 12/7/2023) — 819 shares (Direct); Restricted Stock Units (Deferred Stock Award 12/5/2024) — 1,897 shares (Direct); Restricted Stock Units (Matching RSU Framework 03/31/2025) — 2,807 shares (Direct); Restricted Stock Units (Deferred Stock Award 12/4/2025) — 11,084 shares (Direct); Common Stock — 6,949 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock. Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. Restricted Stock Units scheduled to vest one-third on 12/7/2024, one-third on 12/7/2025, and one-third on 12/7/2026. Restricted Stock Units scheduled to vest one-third on 12/5/2025, one-third on 12/5/2026, and one-third on 12/5/2027. Represents Matching RSUs granted under the Company's Executive Share Match framework that will vest on March 31, 2028 and be settled in shares of the Company's common stock or cash to the extent the vesting conditions of the framework are satisfied. Restricted Stock Units scheduled to vest one-third on 12/4/2026, one-third on 12/4/2027, and one-third on 12/4/2028.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Phillips Carole Anne
(Last) (First) (Middle)
ONE BATESVILLE BOULEVARD
(Street)
BATESVILLE IN 47006
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hillenbrand, Inc. [ HI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. VP & Chief Proc. Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6,949 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (Deferred Stock Award 12/7/2023) (1) 12/31/2025 A(2) 5 (3) (3) Common Stock 5 $0 819 D
Restricted Stock Units (Deferred Stock Award 12/5/2024) (1) 12/31/2025 A(2) 13 (4) (4) Common Stock 13 $0 1,897 D
Restricted Stock Units (Matching RSU Framework 03/31/2025) (1) 12/31/2025 A(2) 19 (5) (5) Common Stock 19 $0 2,807 D
Restricted Stock Units (Deferred Stock Award 12/4/2025) (1) 12/31/2025 A(2) 78 (6) (6) Common Stock 78 $0 11,084 D
Explanation of Responses:
1. Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.
2. Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
3. Restricted Stock Units scheduled to vest one-third on 12/7/2024, one-third on 12/7/2025, and one-third on 12/7/2026.
4. Restricted Stock Units scheduled to vest one-third on 12/5/2025, one-third on 12/5/2026, and one-third on 12/5/2027.
5. Represents Matching RSUs granted under the Company's Executive Share Match framework that will vest on March 31, 2028 and be settled in shares of the Company's common stock or cash to the extent the vesting conditions of the framework are satisfied.
6. Restricted Stock Units scheduled to vest one-third on 12/4/2026, one-third on 12/4/2027, and one-third on 12/4/2028.
Remarks:
/s/ Allison A. Westfall, Attorney-in-Fact for Carole Anne Phillips 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does the Hillenbrand (HI) Form 4 filing disclose?

The filing discloses the equity holdings and restricted stock unit (RSU) awards of a Hillenbrand officer who serves as Sr. VP & Chief Proc. Officer, including common stock directly owned and multiple RSU grants with defined vesting schedules.

How many Hillenbrand (HI) common shares does the reporting officer directly own?

The reporting officer directly owns 6,949 shares of Hillenbrand common stock following the reported transactions.

What types of derivative securities are reported in this Hillenbrand (HI) Form 4?

The Form 4 reports several restricted stock unit (RSU) awards, including deferred stock awards from 12/7/2023, 12/5/2024, and 12/4/2025, as well as Matching RSUs granted under the company's Executive Share Match framework on 03/31/2025.

When do the Hillenbrand (HI) RSU awards reported here vest?

The deferred stock RSUs are scheduled to vest one-third per year on specified dates: the 2023 grant on 12/7/2024, 12/7/2025, and 12/7/2026, the 2024 grant on 12/5/2025, 12/5/2026, and 12/5/2027, and the 2025 grant on 12/4/2026, 12/4/2027, and 12/4/2028.

What are the Matching RSUs mentioned in the Hillenbrand (HI) filing?

The Matching RSUs represent awards granted under Hillenbrand's Executive Share Match framework. These units are scheduled to vest on March 31, 2028 and will be settled in shares of common stock or cash if the framework's vesting conditions are satisfied.

Do the Hillenbrand (HI) RSUs include dividend equivalent rights?

Yes. The filing states that the restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.

What does each Hillenbrand (HI) restricted stock unit represent?

Each restricted stock unit reported in this filing represents the contingent right to receive one share of Hillenbrand's common stock, subject to the applicable vesting schedule and conditions.