Himax (HIMX) CEO Jordan Wu details share and RSU holdings in Form 3
Rhea-AI Filing Summary
Himax Technologies, Inc. director and President/CEO Jordan Wu filed an initial statement of beneficial ownership, detailing his holdings of ordinary shares and restricted stock units (RSUs). He holds ordinary shares directly and additional ordinary shares indirectly through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd., both investment companies he controls.
The filing lists RSU awards granted on September 26, 2023, September 26, 2024, and September 25, 2025, each subject to an annual vesting schedule contingent on continued service. Tranches of 1,057, 4,309, 4,308, 1,440, 1,440 and 1,441 RSUs vest on September 30 in 2026, 2027 and 2028. Each RSU represents the contingent right to receive two ordinary shares upon vesting.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Wu Jordan
Role
President, CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Ordinary Shares, par value US$0.3 per Share | -- | -- | -- |
| holding | Ordinary Shares, par value US$0.3 per Share | -- | -- | -- |
| holding | Ordinary Shares, par value US$0.3 per Share | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 27,990 shares (Direct);
Ordinary Shares, par value US$0.3 per Share — 526,641 shares (Direct);
Ordinary Shares, par value US$0.3 per Share — 6,600,212 shares (Indirect, Held through Arch Finance Ltd., an investment company controlled by Jordan Wu.);
Ordinary Shares, par value US$0.3 per Share — 445,182 shares (Indirect, Held through Shu Chuan Investment Co., Ltd., an investment company controlled by Jordan Wu.)
Footnotes (5)
- F1. The RSUs were granted on September 26, 2023, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,057 RSUs vest on September 30, 2026.
- F2. Not applicable.
- F3. Each restricted share unite (RSU) represents the contingent right to receive two Ordinary Share upon vesting of the unit.
- F4. The RSUs were granted on September 26, 2024, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 4,309 RSUs vest on September 30, 2026 and 4,308 RSUs vest on September 30, 2027.
- F5. The RSUs were granted on September 25, 2025, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,440 RSUs vest on September 30, 2026, 1,440 RSUs vest on September 30, 2027 and 1,441 RSUs vest on September 30, 2028.
FAQ
What does Jordan Wu’s Form 3 filing for Himax (HIMX) show?
The Form 3 shows Jordan Wu’s initial beneficial ownership in Himax, including direct ordinary shares, indirect holdings through controlled investment companies, and multiple restricted stock unit (RSU) awards that vest over several years, all tied to his continued service with the company.
What are the key vesting terms of Jordan Wu’s Himax (HIMX) RSUs?
The RSUs were granted in 2023, 2024 and 2025 and vest annually, contingent on continued service. Specific tranches vest on September 30, 2026, 2027 and 2028, with detailed RSU counts disclosed for each year and grant date in the filing’s footnotes.
Are Jordan Wu’s Himax (HIMX) RSUs subject to any conditions?
Yes. The RSUs granted in 2023, 2024 and 2025 are subject to an annual vesting schedule that requires continued service at the time of vesting. If those service conditions are not met, the affected RSU tranches would not vest according to the terms described.
Does Jordan Wu’s Form 3 for Himax (HIMX) show any stock purchases or sales?
The filing presents holdings and outstanding RSU awards rather than explicit purchases or sales. Transaction codes are not identified as buys or sells, and the summary data characterizes all listed entries as holdings with unknown transaction direction, emphasizing ownership disclosure over trading activity.
AI-generated analysis. How Rhea-AI works. Not financial advice.
