Himax (HIMX) CFO Pan Ming-Feng details share and RSU holdings

(Neutral)

Form Type

Rhea-AI Filing Summary

Himax Technologies, Inc. Chief Financial Officer Pan Ming-Feng filed an initial ownership report showing direct holdings in the company. The filing lists 125,456 Ordinary Shares with par value US$0.3 per share held directly.

It also shows Restricted Stock Units (RSUs) that can convert into Ordinary Shares. These RSUs correspond to 1,568 and 4,694 underlying Ordinary Shares at an exercise price of US$0.0000 per share. According to the grant terms, certain RSUs granted on September 26, 2023 and September 26, 2024 vest annually, contingent on continued service, with tranches scheduled to vest on September 30, 2026 and September 30, 2027. Each RSU represents the contingent right to receive two Ordinary Shares upon vesting.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Pan Ming-Feng

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Ordinary Shares, par value US$0.3 per Share	--	--	--

Holdings After Transaction: Restricted Stock Units — 6,262 shares (Direct); Ordinary Shares, par value US$0.3 per Share — 125,456 shares (Direct)

Footnotes (4)

F1. The RSUs were granted on September 26, 2023, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 784 RSUs vest on September 30, 2026.
F2. Not applicable.
F3. Each restricted share unite (RSU) represents the contingent right to receive two Ordinary Share upon vesting of the unit.
F4. The RSUs were granted on September 26, 2024, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,174 RSUs vest on September 30, 2026 and 1,173 RSUs vest on September 30, 2027.

FAQ

What does the Himax (HIMX) Form 3 filing by CFO Pan Ming-Feng report?

The Form 3 reports Pan Ming-Feng’s initial ownership in Himax, including 125,456 Ordinary Shares and multiple Restricted Stock Unit positions. It establishes his baseline equity stake as Chief Financial Officer at the time of becoming a reporting insider.

How many Himax Ordinary Shares does CFO Pan Ming-Feng hold in this Form 3?

The filing shows Pan Ming-Feng directly holding 125,456 Ordinary Shares with par value US$0.3 per share. This figure reflects his direct equity position, separate from any additional shares that may be delivered in the future through Restricted Stock Units.

What Restricted Stock Units are disclosed for Himax CFO Pan Ming-Feng?

Two RSU positions are disclosed, tied to 1,568 and 4,694 underlying Ordinary Shares at an exercise price of US$0.0000. These RSUs were granted in 2023 and 2024 and are subject to annual vesting based on continued service with the company.

When do Pan Ming-Feng’s Himax RSUs vest according to the filing footnotes?

The filing notes that RSUs granted on September 26, 2023 and September 26, 2024 follow annual vesting schedules. Specific tranches vest on September 30, 2026 and September 30, 2027, contingent on Pan Ming-Feng’s continued service with Himax at those vesting dates.

What does each Himax RSU represent for CFO Pan Ming-Feng’s holdings?

Each Restricted Stock Unit represents the contingent right to receive two Ordinary Shares upon vesting. This means the RSUs can significantly increase Pan Ming-Feng’s effective share ownership over time as vesting milestones are met and units convert into Ordinary Shares.

Does the Himax Form 3 show any buying or selling by CFO Pan Ming-Feng?

The Form 3 is an initial ownership report and lists holdings rather than trades. The transactions are characterized as holdings with unknown transaction codes, and the summary shows no buy or sell activity associated with these entries in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 06:24 AM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Pan Ming-Feng

(Last)

(First)

(Middle)

NO. 26, ZILIAN ROAD, XINSHI DISTRICT

(Street)

TAINAN CITY

744092

(City)

(State)

(Zip)

TAIWAN, PROVINCE OF CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Himax Technologies, Inc. [ HIMX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, par value US$0.3 per Share	125,456	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	⁽¹⁾	⁽²⁾	Ordinary Shares, par value US$0.3 per Share	1,568	$0.0000⁽³⁾	D
Restricted Stock Units	⁽⁴⁾	⁽²⁾	Ordinary Shares, par value US$0.3 per Share	4,694	$0.0000⁽³⁾	D

Explanation of Responses:

1. The RSUs were granted on September 26, 2023, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 784 RSUs vest on September 30, 2026.

2. Not applicable.

3. Each restricted share unite (RSU) represents the contingent right to receive two Ordinary Share upon vesting of the unit.

4. The RSUs were granted on September 26, 2024, and are subject to an annual vesting schedule, contingent upon continued service at the time of vesting. 1,174 RSUs vest on September 30, 2026 and 1,173 RSUs vest on September 30, 2027.

	/s/ Ming-Feng Pan	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR