Western Asset HIO names SVP as reporting owner
Initial Form 3 for HIO identifies Brett Michael Mossman as a Senior Vice President/Investment Manager but shows no reported holdings.
Rhea-AI Filing Summary
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO) reported an initial statement of beneficial ownership on Form 3 for Brett Michael Mossman. He is identified as a Senior Vice President/Investment Manager in relation to the fund. The filing does not list any specific securities holdings or transactions.
Positive
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Negative
- None.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does this Form 3 filing report for HIO?
It reports an initial statement of beneficial ownership for Brett Michael Mossman in relation to WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO). He is identified as a Senior Vice President/Investment Manager, and no specific securities holdings or transactions are listed.
Who is the reporting person in this HIO Form 3?
The reporting person is Brett Michael Mossman, described as a Senior Vice President/Investment Manager in relation to WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO).
Does the HIO Form 3 show any derivative securities for the insider?
No. The filing’s derivative summary is empty, indicating no derivative security positions are reported for Brett Michael Mossman in this Form 3.
Does this Form 3 for HIO indicate use of a Rule 10b5-1 plan?
No. The Form 3 shows the Rule 10b5-1 plan status field as null, and there are no footnotes describing any trading plan, so no plan use is indicated in this filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.