Horizon Kinetics (HKHC) director, fund report 236,066 shares

Rhea-AI Filing Summary

Horizon Kinetics Holding Corp (HKHC) reported that entities associated with director Daniel J. Roller, including Maran Partners Fund, LP, purchased 500 shares of common stock on August 26, 2026 at $26.50 per share. After this open‑market transaction, one reported position holds 10,000 directly owned shares, and an affiliated fund position reflects 236,066 shares held indirectly through Maran Partners Fund, LP. The filing states these securities may be deemed indirectly beneficially owned by related Maran entities and Mr. Roller, who each disclaim beneficial ownership except to the extent of their pecuniary interest.

Insider Trade Summary

Net Buyer: 500 shares

Net Buy 2 txns

Insider Roller Daniel J, Maran Partners Fund, LP, Maran Partners GP, LLC, Maran Capital Management, LLC

Role Director | Insider | Insider | Insider

Bought 500 shs ($13K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	500	$26.50	$13K
holding	Common Stock F1, F2	--	--	--

Holdings After Transaction: Common Stock — 10,000 shares (Direct); Common Stock — 236,066 shares (Indirect, Maran Partners Fund, LP)

Footnotes (2)

1. F1. This Form 4 is filed jointly by Maran Partners Fund, LP ("MPF"), a Delaware limited partnership, Maran Partners GP, LLC ("MPGP"), a Delaware limited liability company, Maran Capital Management, LLC ("MCM"), a Delaware limited liability company, and Daniel J. Roller (collectively, the "Reporting Persons").
2. F2. Securities owned directly by MPF. The reported securities may be deemed to be indirectly beneficially owned by MPGP, as the general partner of MPF. The reported securities may also be deemed to be indirectly beneficially owned by MCM, as the investment manager of MPF. The reported securities may also be deemed to be indirectly beneficially owned by Daniel J. Roller, as the sole managing member of MPGP and MCM. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Key Figures

Shares purchased: 500 shares of Common Stock Purchase price per share: $26.50 per share Directly held shares after transaction: 10,000 shares of Common Stock +2 more

5 metrics

Shares purchased 500 shares of Common Stock Purchase on August 26, 2026 at $26.50 per share

Purchase price per share $26.50 per share Open‑market or private purchase of 500 common shares on August 26, 2026

Directly held shares after transaction 10,000 shares of Common Stock Total direct holdings reported following the August 26, 2026 purchase

Indirectly held shares through Maran Partners Fund, LP 236,066 shares of Common Stock Indirect position reported as held by Maran Partners Fund, LP

Net shares bought in this Form 4 500 shares Net buy direction based on transaction summary for reported period

Key Terms

indirectly beneficially owned, general partner, investment manager, pecuniary interest

4 terms

indirectly beneficially owned financial

"The reported securities may be deemed to be indirectly beneficially owned by MPGP"

general partner financial

"indirectly beneficially owned by MPGP, as the general partner of MPF"

A general partner is the person or firm that runs an investment partnership and legally represents it — they make the day-to-day decisions, choose which assets to buy or sell, and are responsible for the partnership’s obligations. Investors care because the general partner’s judgment, risk-taking and fee and profit-sharing arrangements determine both the potential returns and the level of exposure to losses; think of the GP as the ship’s captain whose skill and honesty shape the voyage’s outcome.

investment manager financial

"indirectly beneficially owned by MCM, as the investment manager of MPF"

pecuniary interest financial

"disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest"

FAQ

What insider transaction in HKHC did Daniel J. Roller and affiliates report?

They reported a purchase of 500 HKHC common shares on August 26, 2026 at $26.50 per share, increasing a directly reported position to 10,000 shares and disclosing a separate indirectly held position of 236,066 shares through Maran Partners Fund, LP.

At what price were the newly purchased HKHC shares acquired?

The newly acquired HKHC shares were purchased at $26.50 per share in an open‑market or private transaction on August 26, 2026, as described by the transaction code for a purchase.

How many HKHC shares does the directly reported position hold after this Form 4?

Following the reported purchase, the directly reported position holds 10,000 shares of HKHC common stock. This reflects the addition of 500 shares acquired on August 26, 2026.

How many HKHC shares are reported as indirectly held through Maran Partners Fund, LP?

The filing reports an indirectly held position of 236,066 HKHC common shares through Maran Partners Fund, LP. Related Maran entities and Daniel J. Roller may be deemed to indirectly beneficially own these shares, subject to their pecuniary interest.

Do the HKHC reporting persons claim full beneficial ownership of the Maran-held shares?

No. The reporting persons state the Maran Partners Fund, LP shares may be deemed indirectly beneficially owned by related entities and Daniel J. Roller, but each disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest.

Which entities besides Daniel J. Roller are reporting HKHC ownership on this Form 4?

The Form 4 is filed jointly by Maran Partners Fund, LP, Maran Partners GP, LLC, Maran Capital Management, LLC, and Daniel J. Roller. Maran Partners GP, LLC is general partner of the fund, and Maran Capital Management, LLC is its investment manager.

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Available on EDGAR 08/27/2026 - 01:31 PM Accepted by SEC EDGAR 08/27/2026 - 01:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roller Daniel J

(Last) (First) (Middle)

C/O MARAN CAPITAL MANAGEMENT, LLC

201 COLUMBINE ST, UNIT 300

(Street)

DENVER COLORADO 80206

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Horizon Kinetics Holding Corp [ HKHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	08/26/2026		P		500	A	$26.5	10,000	D
Common Stock(1)								236,066(2)	I	Maran Partners Fund, LP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Roller Daniel J

(Last) (First) (Middle)

C/O MARAN CAPITAL MANAGEMENT, LLC

201 COLUMBINE ST, UNIT 300

(Street)

DENVER COLORADO 80206

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Maran Partners Fund, LP

(Last) (First) (Middle)

C/O MARAN CAPITAL MANAGEMENT, LLC

201 COLUMBINE ST, UNIT 300

(Street)

DENVER COLORADO 80206

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Affiliate

1. Name and Address of Reporting Person^*

Maran Partners GP, LLC

(Last) (First) (Middle)

C/O MARAN CAPITAL MANAGEMENT, LLC

201 COLUMBINE ST, UNIT 300

(Street)

DENVER COLORADO 80206

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Affiliate

1. Name and Address of Reporting Person^*

Maran Capital Management, LLC

(Last) (First) (Middle)

C/O MARAN CAPITAL MANAGEMENT, LLC

201 COLUMBINE ST, UNIT 300

(Street)

DENVER COLORADO 80206

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Affiliate

Explanation of Responses:

1. This Form 4 is filed jointly by Maran Partners Fund, LP ("MPF"), a Delaware limited partnership, Maran Partners GP, LLC ("MPGP"), a Delaware limited liability company, Maran Capital Management, LLC ("MCM"), a Delaware limited liability company, and Daniel J. Roller (collectively, the "Reporting Persons").

2. Securities owned directly by MPF. The reported securities may be deemed to be indirectly beneficially owned by MPGP, as the general partner of MPF. The reported securities may also be deemed to be indirectly beneficially owned by MCM, as the investment manager of MPF. The reported securities may also be deemed to be indirectly beneficially owned by Daniel J. Roller, as the sole managing member of MPGP and MCM. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

	/s/Jay Kesslen, attorney-in-fact	08/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)