Welcome to our dedicated page for Horizon Kinetics SEC filings (Ticker: HKHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Horizon Kinetics Holding Corporation (HKHC), the holding company for Horizon Kinetics Asset Management LLC. Investors use these documents to understand the company’s asset management operations, fee structures and exposure to proprietary and private funds.
Through its periodic reports, HKHC details management and advisory fee revenue, other income and fees, operating expenses and results from consolidated investment products. The company explains how it consolidates certain private or proprietary funds, presenting their assets and liabilities on its balance sheet and their income and expenses in its statements of operations, while attributing clients’ interests to redeemable noncontrolling interests. Filings also describe advisor-only or "without consolidation" presentations that remove the impact of consolidated investment products and highlight operating income before fair value changes in investments and digital assets.
Current and prospective shareholders can review quarterly and annual financial statements, including information on assets under management, incentive fees from proprietary funds, unrealized gains and losses on investments and digital asset holdings, and the effects of transactions such as the reverse acquisition merger with Scott's Liquid Gold-Inc. and the conversion from an LLC to a C corporation for tax purposes. Event-driven filings, such as Form 8-K, may incorporate earnings press releases and other material updates by reference.
On Stock Titan, HKHC’s SEC filings are updated in near real time from EDGAR and are accompanied by AI-powered summaries that clarify key points in lengthy reports. Users can quickly see the main drivers of revenue and income, the role of consolidated investment products, and the impact of market movements on the company’s results, while still having direct access to the complete official filings.
Horizon Kinetics Holding Corp (HKHC) director reported a routine open-market purchase of company stock. On 11/25/2025, the reporting person bought 300 shares of common stock at a price of $27.28 per share, coded as a purchase transaction. Following this trade, the director now beneficially owns 1,000 shares of HKHC common stock in direct ownership form. This filing reflects compliance with insider reporting rules and shows the director increasing their personal stake in the company.
Horizon Kinetics Holding Corp (HKHC) insider buying was reported by a key executive and major shareholder. On 11/24/2025, the reporting person, who serves as CEO, CIO, director, and a 10% owner, purchased HKHC common stock in open market transactions at a price of $28 per share. These purchases included 12 shares held directly and additional shares held indirectly through affiliated entities.
After these transactions, the reporting person beneficially owned 249,006 shares directly and large indirect positions, including 8,216,672 shares through Horizon Common Inc., along with smaller holdings through other investment vehicles and a spouse. The filing notes that Mr. Stahl exercises discretion over certain shares and disclaims beneficial ownership except to the extent of his pecuniary interest.
Horizon Kinetics Holding Corp (HKHC) reported insider share purchases by a major executive and shareholder on a Form 4. On 11/21/2025, CEO, CIO, director and 10% owner Murray Stahl bought 12 shares of HKHC common stock directly at $28.25 per share and an additional 9 shares indirectly through Horizon Common Inc. at the same price. The filing also lists large indirect holdings of HKHC common stock through entities such as Horizon Common Inc., Horizon Kinetics Hard Assets, LLC, FRMO Corp., Kinetics Institutional Partners LP, Kinetics Partners LP, Horizon Kinetics Asset Management LLC and through his spouse. The explanation notes that Mr. Stahl exercises discretion over these shares and disclaims beneficial ownership except to the extent of his pecuniary interest.
Horizon Kinetics Holding Corp insider Mr. Stahl filed a Form 4 reporting small open-market purchases of the company’s common stock. On 11/20/2025, he bought 11 shares directly and 9 shares indirectly at a price of $27.5 per share.
After these transactions, he is shown as directly beneficially owning 248,982 shares and indirectly beneficially owning 8,216,655 shares through Horizon Common Inc., along with smaller indirect positions via entities such as Horizon Kinetics Hard Assets, LLC, FRMO Corp, several Kinetics partnerships, and his spouse. The filing notes that Mr. Stahl exercises discretion over these shares and disclaims beneficial ownership except to the extent of his pecuniary interest, and that the FRMO Corp total includes shares held by its wholly owned subsidiary Fromex Equity Corp.
Horizon Kinetics Holding Corp (HKHC) reported an insider stock purchase by its Chief Financial Officer. On 11/20/2025, the CFO acquired 100 shares of HKHC common stock in an open market purchase at a price of $29 per share. Following this transaction, the officer beneficially owns 120 shares of HKHC common stock, held directly. This Form 4 filing records the insider’s personal trading activity and updates the public record of management’s equity holdings.
Horizon Kinetics Holding Corporation reported Q3 results, with total revenue of $17.9 million led by management and advisory fees of $17.8 million. Operating income was $2.9 million. Net income attributable to HKHC was $7.2 million, or $0.39 per share, compared with a loss in the prior-year period.
By line of business, Q3 management fees included $8.8 million from mutual funds, $2.9 million from ETFs, $5.6 million from separately managed accounts, and $0.5 million from proprietary fund management and other. Cash and cash equivalents were $37.7 million, investments at fair value were $83.1 million, and digital assets were $16.2 million as of September 30, 2025.
The Company sold its consumer brands in Q3, receiving $0.4 million in cash for inventories and securing royalties of 5%–15% on net sales through 2035, with a minimum of $1.5 million and a maximum of $5.25 million. HKHC estimated variable consideration at $2.5 million. Shares outstanding were 18,635,321 as of November 10, 2025.
Horizon Kinetics Holding Corporation reported via an 8-K that it issued a press release with financial information for the three months ended September 30, 2025. The press release is attached as Exhibit 99.1 and incorporated by reference. The Item 2.02 disclosure is designated as furnished, not filed, under the Exchange Act.
Horizon Kinetics Holding Corp (HKHC) reported insider holdings on a Form 4. The reporting person, an officer listed as President, Cons Prod Div., noted 1,479 shares of common stock beneficially owned directly following the reported activity. The earliest transaction date is 10/15/2025. An explanatory note states this figure includes 377 stock options previously granted by Scott's Liquid Gold-Inc. on May 9, 2017, which expire on May 8, 2027.
Horizon Kinetics Holding Corp (HKHC) Form 4/A shows insider reporting by Murray Stahl and affiliated entities for transactions dated 08/27/2025. The filing adds Horizon Common Inc. as an additional reporting person and 10% owner. The report lists multiple common stock transactions at a price of $38 per share on 08/27/2025 with amounts shown of 248,945, 8,216,597, 823,883, 7, 5, 6,900, 5,810 and 952 shares. Explanations state Mr. Stahl exercises discretion over shares held by Horizon Common Inc. and FRMO Corp., disclaims beneficial ownership of remaining shares except for his pecuniary interest, and that Fromex Equity Corp. shares are included. The amendment was executed to correct/add the additional reporting person and ownership disclosure.
Horizon Kinetics Holding Corp (HKHC) reported an amended Form 4 showing multiple purchases of common stock by reporting persons including Murray Stahl and entities linked to him. The filings record a direct purchase of 248,929 shares at $38 and several indirect purchases: 8,216,591 shares attributed to Horizon Common Inc., 823,878 shares attributed to FRMO Corp. (including Fromex Equity Corp.), and small holdings across related entities and family. The amendment adds Horizon Common Inc. as an additional reporting person and 10% owner and clarifies that Mr. Stahl exercises discretion over certain entity-held shares while disclaiming beneficial ownership of the remainder.