HLI files Form 144 for 5,000-share, $893K insider stock sale

HLI submitted a Form 144 notice covering a planned sale of restricted or control common stock.

Rhea-AI Filing Summary

HLI submitted a Form 144 notice covering a planned sale of restricted or control common stock. The notice states an intention to sell 5,000 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $893,475.00. Common shares outstanding are listed as 54,515,003.

The securities to be sold are common shares that were acquired on 12/09/2025 as a gift from Irwin Gold, with an amount acquired of 5,000 shares. The table notes a related date of payment of 08/13/2025 described as Compensation. By signing the notice, the seller represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 144 filing for HLI disclose?

The Form 144 notice for HLI discloses a planned sale of 5,000 shares of common stock on the NYSE through Fidelity Brokerage Services LLC, with an aggregate market value of $893,475.00.

How many HLI shares are planned to be sold under this Form 144?

The filing states that 5,000 shares of common stock are planned to be sold, with an aggregate market value of $893,475.00.

When were the HLI shares to be sold acquired and in what way?

The shares to be sold are common stock acquired on 12/09/2025 by gift from Irwin Gold, in an amount of 5,000 shares.

What trading venue and broker are indicated for the HLI share sale?

The notice lists Fidelity Brokerage Services LLC, located at 245 Summer Street, Boston, MA 02110, as broker, and names the NYSE as the securities exchange.

How many HLI shares are reported as outstanding in this Form 144?

The table lists 54,515,003 shares of common stock outstanding in connection with the planned sale information.

What sale timing is indicated in this HLI Form 144 filing?

The filing indicates an approximate date of sale of 12/10/2025 for the planned disposition of the 5,000 common shares on the NYSE.

What representation does the seller make in this HLI Form 144?

By signing, the seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, and this also applies if a Rule 10b5-1 trading plan or instructions have been adopted.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/10/2025 - 01:54 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001122672
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HOULIHAN LOKEY, INC.
SEC File Number	001-37537
Address of Issuer	HOULIHAN LOKEY, INC. 10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CALIFORNIA 90067
Phone	310.553.8871
Name of Person for Whose Account the Securities are To Be Sold	GOLD IRWIN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	5000	893475.00	54515003	12/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/09/2025	Gift	Irwin Gold			5000	08/13/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	shares are being sold from THE IRWIN N GOLD FAMILY FNDTN
Date of Notice	12/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Audrey Skillern as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Irwin Gold
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)