Shareholder plans sale of 5,000 Class A shares

A shareholder has filed a notice under Rule 144 to sell 5,000 Class A shares with an aggregate market value of 841,475 through Charles Schwab on the NYSE, with an approximate sale date of 01/30/2026.

Accepted by SEC EDGAR 01/30/2026 - 10:26 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

A shareholder has filed a notice under Rule 144 to sell 5,000 Class A shares with an aggregate market value of 841,475 through Charles Schwab on the NYSE, with an approximate sale date of 01/30/2026. The filing notes that 54,515,003 shares of this class are outstanding. The shares to be sold were acquired between 2021 and 2024 through vested restricted stock units granted by the issuer as equity compensation.

FAQ

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What does this Form 144 filing for HLI describe?

The filing reports a planned sale of 5,000 Class A shares under Rule 144. The shares have an aggregate market value of 841,475 and are expected to be sold on the NYSE through Charles Schwab on 01/30/2026.

How many HLI shares are being proposed for sale and on which exchange?

The notice covers a proposed sale of 5,000 Class A shares. These shares are planned to be sold on the NYSE, with Charles Schwab listed as broker and an approximate sale date of 01/30/2026 in the filing.

What is the aggregate market value of the HLI shares in this Form 144?

The 5,000 Class A shares covered by the notice have a disclosed aggregate market value of 841,475. This value is based on the information included in the Form 144 and relates specifically to the proposed transaction described there.

How were the HLI shares in this Form 144 originally acquired?

The shares were acquired through vested restricted stock units granted by the issuer as equity compensation. The table shows multiple vesting dates between 06/10/2021 and 05/23/2024, each reflecting separate restricted stock unit vesting events.

How many HLI Class A shares are outstanding according to this filing?

The Form 144 states that there are 54,515,003 Class A shares outstanding. This figure provides context for the proposed sale of 5,000 shares and is disclosed in the securities information section of the notice.

Which broker is handling the proposed HLI share sale in this Form 144?

The filing identifies Charles Schwab Corp, located at 3000 Schwab Way, Westlake, Texas 76262, as the broker. The proposed 5,000 Class A shares are expected to be sold on the NYSE through this brokerage firm.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001281910
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HOULIHAN LOKEY, INC.
SEC File Number	001-37537
Address of Issuer	10250 CONSTELLATION BLVD. 5TH FLOOR LOS ANGELES CALIFORNIA 90067
Phone	310-553-8871
Name of Person for Whose Account the Securities are To Be Sold	SCHRIESHEIM ROBERT A
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	5000	841475.00	54515003	01/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	06/10/2021	Vested Restricted Stock Units	Issuer			1805	06/10/2021	Equity Compensation
Class A	06/16/2021	Vested Restricted Stock Units	Issuer			140	06/16/2021	Equity Compensation
Class A	09/19/2021	Vested Restricted Stock Units	Issuer			131	09/19/2021	Equity Compensation
Class A	12/16/2021	Vested Restricted Stock Units	Issuer			116	12/16/2021	Equity Compensation
Class A	03/16/2022	Vested Restricted Stock Units	Issuer			120	03/16/2022	Equity Compensation
Class A	06/16/2022	Vested Restricted Stock Units	Issuer			192	06/16/2022	Equity Compensation
Class A	06/27/2022	Vested Restricted Stock Units	Issuer			1419	06/27/2022	Equity Compensation
Class A	06/06/2023	Vested Restrictee Stock Units	Issuer			1350	06/06/2023	Equity Compensation
Class A	05/23/2024	Vested Restricted Stock Units	Issuer			1109	05/23/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Account Title: Robert A. Schriesheim Revocable Trust U/A DTD 01/29/1998 Robert A. Schriesheim as trustee
Date of Notice	01/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Robert A. Schriesheim
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)