Houlihan Lokey (HLI) Form 3: Director reports no holdings

Houlihan Lokey, Inc. (HLI) reported a new director’s initial ownership on Form 3.

Accepted by SEC EDGAR 10/14/2025 - 06:10 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Houlihan Lokey, Inc. (HLI) reported a new director’s initial ownership on Form 3. The reporting person is a Director and filed individually. The filing states no securities are beneficially owned as of the event date 10/01/2025.

The submission includes an Exhibit 24 Power of Attorney authorizing signing on the reporting person’s behalf. This is a routine disclosure of insider status and holdings at the time of becoming a reporting insider.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Houlihan Lokey (HLI) file?

A Form 3 initial statement of beneficial ownership for a reporting person who is a Director.

Does the HLI director own any securities per the Form 3?

The filing states no securities are beneficially owned.

What is the event date on the HLI Form 3?

The event date is 10/01/2025.

Is this Form 3 filed by one person or a group?

It is filed by one reporting person.

What exhibit accompanies the HLI Form 3?

An Exhibit 24 – Power of Attorney, authorizing an attorney‑in‑fact to sign for the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Mund Ronald Scott

(Last) (First) (Middle)

C/O HOULIHAN LOKEY, INC.

10250 CONSTELLATION BLVD., 5TH FLOOR

(Street)

LOS ANGELES CA 90067

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025

3. Issuer Name and Ticker or Trading Symbol
HOULIHAN LOKEY, INC. [ HLI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Christopher Crain, Attorney-in-Fact for Ronald Scott Mund	10/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.