Houlihan Lokey director granted 1,129 Class A shares

SCHRIESHEIM ROBERT A reported acquisition or exercise transactions in this Form 4 filing.

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Form Type

Rhea-AI Filing Summary

SCHRIESHEIM ROBERT A reported acquisition or exercise transactions in this Form 4 filing.

Houlihan Lokey director Robert A. Schriesheim received a grant of 1,129 shares of Class A common stock. The award was reported at a price of $0.00 per share, indicating a compensation-related share grant rather than an open-market purchase. Following this transaction, he directly holds 29,111 Class A shares.

Insider Trade Summary

Grant/Award: 1,129 shares

Grant/Award 1 txn

Insider SCHRIESHEIM ROBERT A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	CLASS A COMMON STOCK	1,129	$0.00	$0.00

Holdings After Transaction: CLASS A COMMON STOCK — 29,111 shares (Direct)

Key Figures

Shares granted: 1,129 shares Grant price: $0.00 per share Post-transaction holdings: 29,111 shares

3 metrics

Shares granted 1,129 shares Class A common stock grant coded as acquisition (A)

Grant price $0.00 per share Reported transaction price for the 1,129-share award

Post-transaction holdings 29,111 shares Class A common stock held directly after the grant

Key Terms

CLASS A COMMON STOCK, Grant, award, or other acquisition, Form 4

3 terms

CLASS A COMMON STOCK financial

"security_title: "CLASS A COMMON STOCK""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Houlihan Lokey (HLI) director Robert A. Schriesheim report on this Form 4?

He reported receiving a grant of 1,129 shares of Class A common stock. The shares were awarded at a reported price of $0.00 per share, reflecting a compensation-related acquisition rather than an open-market purchase, and increased his directly held position to 29,111 shares.

Was the Houlihan Lokey (HLI) director transaction a buy or a grant?

The transaction was a grant, not an open-market buy. It is coded as a grant, award, or other acquisition, with 1,129 Class A shares received at a reported price of $0.00 per share as part of the director’s compensation.

How many Houlihan Lokey (HLI) shares does Robert A. Schriesheim hold after this grant?

After the reported grant, he directly holds 29,111 shares of Class A common stock. This total includes the newly awarded 1,129 shares and represents his direct ownership as disclosed in this Form 4 filing.

What is the transaction code used in the Houlihan Lokey (HLI) Form 4 for this award?

The transaction is coded “A” for a grant, award, or other acquisition. This Form 4 classifies the 1,129 Class A shares as a compensation-related award, not a purchase or sale in the open market.

Does the Houlihan Lokey (HLI) Form 4 show any stock sales by the director?

No sales are reported in this Form 4. The filing shows one acquisition transaction: a grant of 1,129 Class A shares, with no dispositions, sales, gifts, or tax-withholding transactions disclosed in the summarized data.

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Accepted by SEC EDGAR 05/21/2026 - 05:43 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHRIESHEIM ROBERT A

(Last)

(First)

(Middle)

C/O HOULIHAN LOKEY, INC.

10250 CONSTELLATION BLVD., 5TH FLOOR

(Street)

LOS ANGELES

CALIFORNIA

90067

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HOULIHAN LOKEY, INC. [ HLI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
CLASS A COMMON STOCK	05/21/2026		A		1,129	A	$0	29,111	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

Remarks:

	/s/ J. Lindsey Alley, Attorney-in-Fact for R. Scott Mund	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR