[Form 4] Houlihan Lokey, Inc. Insider Trading Activity
Insider Trade Summary
Exercise and Sale: 5,000 shares ($914K approx. pre-tax spread)
Exercise and Sale
4 txns
Insider
GOLD IRWIN
Role
CO-CHAIRMAN
Sold
5,000 shs ($914K)
Approx. gross sale proceeds
$914K
Approx. exercise cost
$0.00
Approx. pre-tax spread
$914K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | CLASS B COMMON STOCK | 5,000 | $0.00 | $0.00 |
| Conversion | CLASS A COMMON STOCK | 5,000 | $0.00 | $0.00 |
| Sale | CLASS A COMMON STOCK | 5,000 | $182.81 | $914K |
| holding | CLASS B COMMON STOCK | -- | -- | -- |
Holdings After Transaction:
CLASS B COMMON STOCK — 0 shares (Direct);
CLASS A COMMON STOCK — 0 shares (Direct);
CLASS B COMMON STOCK — 1,078,196 shares (Indirect, BY HL VOTING TRUST)
Footnotes (3)
- F1. Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- F2. Per share price reflects the weighted average price in a series of open market sales on June 30, 2025 at prices ranging from $182.51 per share to $183.28 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
- F3. The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.
AI-generated analysis. How Rhea-AI works. Not financial advice.
