Welcome to our dedicated page for HOULIHAN LOKEY SEC filings (Ticker: HLI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Houlihan Lokey, Inc. filings document the regulatory record of a NYSE-listed global investment bank with Class A common stock registered under the ticker HLI. Recent Form 8-K disclosures report quarterly and fiscal-year operating results, including segment information for Corporate Finance, Financial Restructuring, and Financial and Valuation Advisory.
The company’s filings also cover material agreements, capital-structure matters, and governance events. Disclosures include amendments to a voting trust agreement connected to common-stock voting arrangements, board composition changes, director election matters, advisory executive-compensation votes, auditor ratification, and other shareholder voting records.
Paul Eric Siegert, Co-Chairman and officer of Houlihan Lokey, Inc. (HLI), reported transactions on 08/27/2025 involving Class A and Class B common stock. The filing shows a conversion activity that resulted in the acquisition of 40,000 Class A shares and a contemporaneous sale of 40,000 Class A shares at a weighted average price of $199.95 per share, leaving the reporting person with 0 direct Class A shares after the sale. The report also discloses beneficial indirect ownership of 384,657 Class A shares held through the HL Voting Trust, with the reporting person retaining investment and dispositive control over those trust shares. The form is signed by an attorney-in-fact on behalf of Siegert and includes conversion details that Class B converts one-for-one into Class A.
Houlihan Lokey (HLI) submitted a Form 144 notifying the proposed sale of 40,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $7,997,848.00 and an approximate sale date of 08/27/2025. The shares were acquired as restricted stock vesting under a registered plan: 20,016 shares vested on 05/15/2023 and 19,984 shares vested on 05/15/2024, with payment described as services rendered. The filer reports no sales in the past three months and affirms no undisclosed material adverse information.
Houlihan Lokey (HLI) – Form 4 filed 08 Aug 2025
CEO & Director Scott J. Adelson reported an internal, zero-cost transfer of 57,200 Class B shares on 05 Aug 2025. The shares were moved from Adelson’s direct holding to a revocable family trust (Form 4 codes Z & G – exempt/non-open-market). Class B shares are convertible into Class A on a 1-for-1 basis and carry no expiration date. The shares remain subject to the HL Voting Trust, so voting control is unchanged.
Post-transaction beneficial ownership
- Direct: 57,200 Class B (derivative on 57,200 Class A)
- Indirect – Revocable trust: 57,200 Class B
- Indirect – HL Voting Trust: 878,921 Class B
No shares were sold or purchased in the open market and no consideration was received, indicating no immediate economic impact on Adelson’s exposure or on public float. The filing is largely administrative and does not signal a change in insider sentiment.