Helios Technologies CEO converts 771 stock units

The CEO’s reported RSU conversion included issuer withholding of 304 shares for taxes, and the footnote states no shares were sold.

Rhea-AI Filing Summary

Helios Technologies, Inc. President and CEO Sean Bagan reported converting 771 restricted stock units into 771 common shares on October 1, 2026. Each RSU represents the right to receive one share. The derivative record lists a $0.00 conversion price, while the common-stock transaction line reports $68.89 per share. The issuer withheld 304 shares for tax withholding requirements in connection with vesting; the footnote states that no shares were sold.

Insider Trade Summary

771 shares exercised/converted

Exercise 3 txns

Insider Bagan Sean

Role President and CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F3, F4	771	$0.00	$0.00
Exercise	Common Stock F1	771	$68.89	$53K
Tax Withholding	Common Stock F2	304	$68.89	$21K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 20,953.0344 shares (Direct)

Footnotes (4)

1. F1. Includes 401.0344 shares aquired under the Issuer's Employee Stock Purchase Plan (ESPP) through September 30, 2026, in transactions exempt under Rule 16b-3(c).
2. F2. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
3. F3. Each RSU represents the right to receive, following vesting, one share of Common Stock.
4. F4. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Key Figures

Restricted stock units converted: 771 RSUs Common shares acquired: 771 shares Shares withheld for tax requirements: 304 shares +3 more

6 metrics

Restricted stock units converted 771 RSUs Converted on October 1, 2026

Common shares acquired 771 shares Received upon RSU conversion on October 1, 2026

Shares withheld for tax requirements 304 shares Withheld by the issuer in connection with vesting

RSU conversion price $0.00 per share Price listed for the derivative conversion

Reported common-stock price $68.89 per share Price listed on the common-stock transaction line

RSU vesting schedule 33-1/3% Of the awards on each of the first three grant anniversaries, unless earlier forfeited

Key Terms

restricted stock units, Employee Stock Purchase Plan (ESPP), Rule 16b-3(c)

3 terms

restricted stock units financial

"vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan (ESPP) financial

"Issuer's Employee Stock Purchase Plan (ESPP)"

Rule 16b-3(c) regulatory

"transactions exempt under Rule 16b-3(c)"

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did HLIO CEO Sean Bagan receive from RSUs?

Sean Bagan converted 771 restricted stock units into 771 common shares on October 1, 2026. Each RSU represents the right to receive one share. The derivative record lists a $0.00 conversion price, and the common-stock transaction line reports $68.89 per share.

How do Sean Bagan’s RSUs vest?

Unless earlier forfeited under the RSU terms, 33-1/3% of the awards vest and convert into common stock on each of the first three anniversaries of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 05:28 PM Accepted by SEC EDGAR 10/05/2026 - 05:27 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bagan Sean

(Last) (First) (Middle)

C/O HELIOS TECHNOLOGIES, INC.

7456 16TH ST E

(Street)

SARASOTA FLORIDA 34243

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		M		771	A	$68.89	21,257.0344(1)	D
Common Stock	10/01/2026		F		304(2)	D	$68.89	20,953.0344	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(3)	10/01/2026		M			771	(4)	(4)	Common Stock	771	$0	0	D

Explanation of Responses:

1. Includes 401.0344 shares aquired under the Issuer's Employee Stock Purchase Plan (ESPP) through September 30, 2026, in transactions exempt under Rule 16b-3(c).

2. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

3. Each RSU represents the right to receive, following vesting, one share of Common Stock.

4. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

	/s/ Marc Greenberg, Attorney-in-fact for Sean Bagan	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)