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Helios Technologies (HLIO) GC Marc Greenberg details RSU vesting and share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Helios Technologies insider Marc A. Greenberg, the company’s General Counsel and Secretary, reported restricted stock unit activity and related share withholding. On January 6, 2026, 969 restricted stock units converted into 969 shares of common stock, consistent with the RSU terms. To cover tax withholding on this vesting, the issuer withheld 381 shares rather than selling them in the market. Following these transactions, Greenberg held 10,074 shares of common stock directly, along with 58.5 shares indirectly through the Helios Technologies Inc. 401(k) Retirement Plan and 166 shares indirectly held by his spouse, over which he disclaims beneficial ownership except for any pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Greenberg Marc A

(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E

(Street)
SARASOTA FL 34243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/06/2026 M 969 A $59.46 10,455 D
Common Stock 01/06/2026 F 381(1) D $59.46 10,074 D
Common Stock 58.5(2) I By 401(k) Plan Trust
Common Stock 166(3) I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(4) 01/06/2026 M 969 (5) (5) Common Stock 969 $0 0 D
Explanation of Responses:
1. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
2. Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
3. The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
4. Each RSU represents the right to receive, following vesting, one share of Common Stock.
5. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.
/s/ Marc Greenberg 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Helios Technologies (HLIO) report for Marc A. Greenberg?

Marc A. Greenberg, General Counsel and Secretary of Helios Technologies, reported the vesting of 969 restricted stock units into common stock and related tax withholding on January 6, 2026.

How many Helios Technologies (HLIO) restricted stock units vested in this Form 4?

A total of 969 restricted stock units vested and converted into 969 shares of Helios Technologies common stock on January 6, 2026.

Were any Helios Technologies (HLIO) shares sold by Marc A. Greenberg in this filing?

No market sale was reported. The filing states that 381 shares were withheld by the issuer solely to satisfy tax withholding requirements related to the RSU vesting.

How many Helios Technologies (HLIO) shares does Marc A. Greenberg hold after the reported transactions?

After the reported activity, Greenberg directly owned 10,074 shares of common stock, plus indirect holdings of 58.5 shares through the company’s 401(k) Plan Trust and 166 shares held by his spouse.

What price is shown for the Helios Technologies (HLIO) shares used for tax withholding?

The 381 shares withheld for taxes in connection with the RSU vesting are reported at a price of $59.46 per share.

How do the Helios Technologies (HLIO) restricted stock units convert into common stock for Marc A. Greenberg?

Each restricted stock unit (RSU) represents the right to receive one share of Helios Technologies common stock after vesting. The filing notes that 33-1/3% of the RSU awards vest and convert on each anniversary of the grant date, unless forfeited earlier.

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