STOCK TITAN

HLIO Form 4: 1,174 RSUs Granted to Director Laura Brown

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Laura D. Brown, a director of Helios Technologies, Inc. (HLIO), was granted 1,174 restricted stock units (RSUs) on 09/18/2025. Each RSU converts to one share of common stock upon vesting; the RSUs vest on 09/18/2026 and carry a $0 purchase price. After the reported grant, Ms. Brown directly beneficially owns 1,174 shares attributable to these RSUs. The Form 4 was signed by an attorney-in-fact on behalf of Ms. Brown on 09/19/2025. The filing is a routine disclosure of an equity award to a director and contains no earnings, debt, or other financial statement data.

Positive

  • Director award aligns management and shareholder interests
  • Grant vests after one year, promoting retention through 09/18/2026
  • No cash required to receive the underlying shares (price $0)

Negative

  • None.

Insights

TL;DR: Routine director equity award: aligns director incentives with shareholders without cash outlay.

The 1,174 RSU grant to a director is a common governance practice to align long-term interests. The RSUs vest one year after grant and have no cash purchase price, indicating a straightforward retention/incentive award rather than a market purchase. The direct beneficial ownership reported equals the RSU amount, simplifying beneficial ownership tracking. No unusual acceleration, disposition, or derivative features are disclosed.

TL;DR: Non-material single grant disclosure; unlikely to affect HLIO valuation on its own.

The Form 4 reports a 1,174 RSU award exercisable into common shares upon vesting on 09/18/2026 with a stated price of $0, consistent with typical restricted stock unit grants. The filing shows direct ownership post-grant of 1,174 shares attributable to the RSUs. No sales, purchases, or derivative transactions are reported. This is a routine insider compensation disclosure and does not provide financial performance data.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Laura D

(Last) (First) (Middle)
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E

(Street)
SARASOTA FL 34243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HELIOS TECHNOLOGIES, INC. [ HLIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/18/2025 A 1,174 09/18/2026 (1) Common Stock 1,174 $0 1,174 D
Explanation of Responses:
1. Each RSU represents the right to receive, following vesting, one share of Common Stock. Upon vesting, there is no expiration.
/s/ Marc Greenberg, Attorney-in-Fact for Laura D. Brown 09/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Laura D. Brown report on the Form 4 for HLIO?

She reported a grant of 1,174 restricted stock units (RSUs) awarded on 09/18/2025 that vest on 09/18/2026 and have a $0 price.

How many shares will the 1,174 RSUs convert into and when?

Each RSU represents one share, so 1,174 RSUs convert to 1,174 shares upon vesting on 09/18/2026.

Does the Form 4 show any sale or purchase of HLIO stock by the reporting person?

No. The filing shows an acquisition (grant) of RSUs, not a market purchase or sale.

How much did Ms. Brown pay for the RSUs according to the filing?

The Form 4 lists a price of $0 for the RSUs, indicating they are equity awards rather than purchased shares.

Who signed the Form 4 and when was it filed?

An attorney-in-fact, Marc Greenberg, signed the filing on 09/19/2025 on behalf of Laura D. Brown.
Helios Technologies

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2.08B
32.54M
1.74%
98.29%
3.55%
Specialty Industrial Machinery
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United States
SARASOTA