Harmonic Inc SEC Filings

Harmonic Inc. Form 4 summary: The filing reports transactions by reporting person Jankovic, Walter, identified as an officer (Chief Financial Officer). It discloses the vesting/acquisition of 1,457 restricted stock units that convert into common shares at no cash cost and the sale/disposition of 732 shares at a price of $10.12 per share. The filing shows the reporter's beneficial ownership after the transactions of 97,814 shares. The filing also clarifies each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Harmonic Inc. (HLIT) reporting person Nimrod Ben‑Natan, who is both President & CEO and a director, recorded an acquisition of equity on 09/11/2025. The filing shows 20,032 restricted stock units were converted/acquired (transaction code M) at $0, and each RSU represents a contingent right to one share. After the transaction the reporting person beneficially owned 512,519 shares of common stock (direct) and held derivative rights covering 140,224 shares. The Form 4 was signed by an attorney‑in‑fact on 09/15/2025.

Harmonic Inc. insider Form 4 reports SVP & GM, Video Business Neven Haltmayer had two transactions on 09/01/2025. 2,724 restricted stock units were deemed acquired at $0 (each RSU converts to one share) and show a post-transaction holding of 174,653 shares. Separately, 1,451 shares were sold at $9.62 per share, resulting in 173,202 shares beneficially owned after the sale. The filing was signed by an attorney-in-fact on 09/03/2025 and includes the RSU-to-share explanation.

Harmonic Inc. (HLIT) insider activity by Walter Jankovic, Chief Financial Officer. On 08/22/2025 Mr. Jankovic received 6,644 shares by vesting/conversion of restricted stock units at $0 per share, increasing his beneficial ownership to 100,423 shares. On the same date he disposed of 3,334 shares at $9.19 per share, leaving a reported beneficial ownership of 97,089 shares after that sale. The filing notes each restricted stock unit represents the contingent right to one share. The Form 4 was signed by an attorney-in-fact, Wendi Ninh, on 08/26/2025.

Harmonic Inc. insider transactions by SVP & GM, Video Business: The filing shows Neven Haltmayer reported transactions on 08/15/2025. He was credited with 10,901 shares of common stock at a $0 price (reported as acquisition, code M) resulting in 177,735 shares beneficially owned immediately after that item. On the same date he disposed of 5,806 shares of common stock at $8.97, leaving 171,929 shares beneficially owned. The filing also reports the treatment of restricted stock units: 5,049 RSUs (underlying 5,049 shares) and 5,852 RSUs (underlying 5,852 shares), each listed with exercise/vesting windows and shown as generating reported beneficial ownership totals for derivative holdings. The form is signed by an attorney-in-fact.

Harmonic Inc. insider transactions by CFO Walter Jankovic on 08/15/2025: The filing shows multiple transactions that changed his holdings in HLIT common stock and related restricted stock units. Mr. Jankovic was reported as acquiring 11,288 shares at $0 (code M) and disposing of 5,666 shares at $8.97, leaving 99,445 and then 93,779 shares reported following each non-derivative transaction respectively. Two separate restricted stock unit awards settled or were recorded: 3,217 RSUs (dated 11/15/2024, expiring 11/15/2026) and 8,071 RSUs (dated 02/15/2025, expiring 02/15/2027), resulting in 16,088 and 48,426 underlying shares reported after those derivative entries. The form is signed by an attorney-in-fact on 08/19/2025.

Ben-Natan Nimrod, President and CEO and a director of Harmonic Inc. (HLIT), reported transactions dated 08/15/2025. The filing shows an acquisition of 12,529 shares of common stock (transaction code M) at $0, leaving 492,487 shares beneficially owned following the transaction. The filing also reports two restricted stock unit (RSU) settlements: 5,803 RSUs (grant dated 02/15/2024, expiration 02/15/2026) and 6,726 RSUs (grant dated 02/15/2025, expiration 02/15/2027). The form is signed by Wendi Ninh as attorney-in-fact on 08/19/2025.

Timothy C. Chu, identified as a Director and an officer (General Counsel & SVP, HR) of Harmonic Inc. (HLIT), reported transactions dated 08/15/2025. The filing shows a non‑derivative acquisition of 11,276 shares (code M) at $0, bringing reported beneficial ownership to 116,115 shares (direct). The same date shows a disposition of 3,968 shares (code F) at $8.97, leaving 112,147 shares reported as beneficially owned. In derivatives, the report lists restricted stock unit awards executed 08/15/2025: 5,223 RSUs (underlying 5,223 common shares, showing 10,446 shares reported) with dates 02/15/2024 and 02/15/2026, and 6,053 RSUs (underlying 6,053 common shares, showing 36,320 shares reported) with dates 02/15/2025 and 02/15/2027. The filer signed via attorney‑in‑fact on 08/19/2025.

Invesco Ltd. filed Amendment No. 2 to Schedule 13G disclosing its current position in Harmonic Inc. (HLIT) as of 30 Jun 2025. The firm reports beneficial ownership of 4,444,472 common shares, equal to 3.9 % of the outstanding stock. Voting and dispositive authority rest solely with Invesco: 4,412,402 shares under sole voting power and 4,444,472 under sole dispositive power; no shared powers are reported.

The shares are held on behalf of clients managed by Invesco Advisers, Inc. and Invesco Capital Management LLC. Because the stake is under the 5 % threshold, the passive Schedule 13G filing applies rather than a Schedule 13D. Invesco affirms the holding was acquired in the ordinary course of business and not for the purpose of influencing HLIT’s control.