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Vanguard disaggregates holdings; parent reports 0 shares for Harmonic (HLIT)

Filing Impact
(Moderate)
Filing Sentiment
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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Harmonic Inc: The Vanguard Group filed Amendment No. 14 to a Schedule 13G/A stating it reports 0 shares of Harmonic Inc common stock and 0% beneficial ownership following an internal realignment. The filing notes certain Vanguard subsidiaries will report holdings separately under SEC Release No. 34-39538.

The filing is signed by Ashley Grim, Head of Global Fund Administration, with an internal realignment referenced on 01/12/2026 and a signature date of 03/27/2026.

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Insights

Vanguard disaggregated holdings, reporting zero beneficial ownership for the parent entity.

The amendment records 0 shares and 0% ownership for The Vanguard Group in Harmonic Inc after an internal realignment referenced on 01/12/2026. The filing relies on SEC Release No. 34-39538 to support separate reporting by subsidiaries.

Implications depend on separate filings by Vanguard affiliates; subsequent Schedule 13G/A or 13D/F filings by those affiliates would show the actual holdings.

The amendment documents a compliance-driven disaggregation of reported holdings under established SEC guidance.

The disclosure cites SEC Release No. 34-39538 and explains that subsidiaries or business divisions will report beneficial ownership separately from The Vanguard Group. The filing affirms no single third party holds >5% through The Vanguard Group as reported here.

Regulatory watchers should review related filings from Vanguard subsidiaries for complete ownership picture.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/27/2026

FAQ

What does The Vanguard Group report for HLIT ownership in this 13G/A amendment?

The Vanguard Group reports 0 shares and 0% beneficial ownership for HLIT as of the amendment. The filing attributes this to an internal realignment and reliance on SEC Release No. 34-39538, which permits subsidiaries to report separately after the realignment.

Why does Vanguard say it no longer beneficially owns HLIT shares as a parent?

Vanguard states an internal realignment on 01/12/2026 caused subsidiaries to report holdings separately under SEC Release No. 34-39538. As a result, The Vanguard Group no longer claims beneficial ownership over securities held by those subsidiaries.

Who signed the Schedule 13G/A amendment for Vanguard for HLIT?

The amendment is signed by Ashley Grim, Head of Global Fund Administration, with signature date 03/27/2026. The signature verifies the statements about ownership and the cited SEC release.

Does this filing show which Vanguard subsidiaries now hold Harmonic (HLIT) shares?

This specific amendment does not list subsidiaries or share counts for affiliates; it only states The Vanguard Group will report separately. Investors should check subsequent filings by Vanguard affiliates for detailed holdings.

Does The Vanguard Group report any entity holding more than 5% of HLIT here?

No. The filing states no other person's interest reported herein exceeds 5%. The Vanguard Group includes various managed accounts and funds that may hold shares but none exceed the threshold in this amendment.
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