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Holley (HLLY) SVP & Counsel reports holdings and RSU award terms

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Holley Inc. executive Sarah E. Apple, SVP & General Counsel, has reported ownership of 33,338 shares of Common Stock. The filing also notes a grant of restricted stock units under Holley’s 2021 Omnibus Incentive Plan, each unit converting into one share of Common Stock upon vesting. These restricted stock units are scheduled to vest in equal, or nearly equal, installments on May 1 of each of 2027, 2028, and 2029, conditioned on her continued employment.

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Insider Apple Sarah E.
Role SVP & General Counsel
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 33,338 shares (Direct)
Footnotes (1)
  1. [object Object]
Common Stock owned 33,338 shares Beneficial ownership following reported position
RSU vesting dates May 1, 2027, 2028, 2029 Restricted stock units vest in installments on these dates
RSU share ratio 1 share per unit Each restricted stock unit converts into one share of Common Stock upon vesting
restricted stock units financial
"Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2021 Omnibus Incentive Plan financial
"pursuant to the Issuer's 2021 Omnibus Incentive Plan, as amended"
Common Stock financial
"Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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FAQ

What does Sarah E. Apple’s Form 3 for Holley (HLLY) disclose?

The Form 3 shows Sarah E. Apple, Holley’s SVP & General Counsel, beneficially owning 33,338 shares of Common Stock. It also references a grant of restricted stock units that convert into shares upon vesting over future years.

How many Holley (HLLY) shares does Sarah E. Apple report owning?

Sarah E. Apple reports beneficial ownership of 33,338 shares of Holley Common Stock. This figure represents her direct holdings following the reported position and provides a baseline view of her equity stake as an executive officer.

What are the key terms of Sarah E. Apple’s restricted stock units at Holley (HLLY)?

Her restricted stock units were granted under Holley’s 2021 Omnibus Incentive Plan. Each unit represents the right to receive one share of Common Stock upon vesting, which occurs in equal, or nearly equal, installments on May 1 in 2027, 2028, and 2029.

When will Sarah E. Apple’s Holley (HLLY) restricted stock units vest?

The restricted stock units are scheduled to vest on May 1 of 2027, 2028, and 2029. Vesting is in equal, or nearly equal, installments and is subject to her continuous employment with Holley through each applicable vesting date.

Under what plan were Sarah E. Apple’s Holley (HLLY) RSUs granted?

The restricted stock units were granted under Holley’s 2021 Omnibus Incentive Plan, as amended. This plan provides equity-based incentives, and in this case, each restricted stock unit will settle into one share of Common Stock upon vesting.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Apple Sarah E.

(Last)(First)(Middle)
1A BURTON HILLS BLVD, SUITE 240

(Street)
NASHVILLE TENNESSEE 37215

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/16/2026
3. Issuer Name and Ticker or Trading Symbol
Holley Inc. [ HLLY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock33,338(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan, as amended. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on May 1 of each of 2027, 2028, and 2029, subject to the reporting person's continuous employment through such date.
Remarks:
Exhibit 24: Power of Attorney
/s/ Sarah Apple05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)