[Form 3] HomeStreet, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

HomeStreet, Inc. (HMST) – SEC Form 3

Executive Vice President & Chief Operations Officer Marlene L. Price filed an initial statement of beneficial ownership dated 05/29/2025. The filing shows:

• Direct holdings: 5,589 shares of HomeStreet common stock.
• Indirect holdings: 44.173 shares through the company’s 401(k) Savings Plan.
• Unvested equity awards: 399 RSUs from a 2023 grant and 2,510 RSUs from a 2024 grant. These RSUs vest annually on 1 Jan 2026-27, with accelerated vesting possible upon a change in control.

No open-market transactions were reported; the filing merely establishes Ms. Price’s baseline ownership as a Section 16 insider.

Insights

Securities Analyst

TL;DR: Routine Form 3; small stake; no market-moving information—neutral.

This Form 3 discloses a modest direct ownership (≈5.6k shares) and standard executive RSU packages. There are no purchases, sales, or unusual compensation terms. The fractional 401(k) holdings and time-based RSU vesting are typical. Given HomeStreet’s ~19 m outstanding shares, the economic interest is immaterial (<0.05%), so the filing carries no valuation or governance signal beyond required transparency.

Corporate Governance Expert

TL;DR: Compliance event; confirms COO status; neutral impact.

Initial ownership disclosure aligns with best practices for newly reportable officers. RSU acceleration on change-of-control mirrors HomeStreet’s standard plan, posing no incremental governance concern. Overall, the filing neither enhances nor detracts from shareholder interests.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Price Marlene L

(Last) (First) (Middle)

601 UNION ST

SUITE 2000

(Street)

SEATTLE WA 98101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/29/2025

3. Issuer Name and Ticker or Trading Symbol
HomeStreet, Inc. [ HMST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Operations Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	5,589	D
Common Stock	44.173	I	HomeStreet, Inc. 401(k) Savings Plan(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	(2)	Common Stock	399	(2)	D
Restricted Stock Units	(3)	(3)	Common Stock	2,510	(3)	D

Explanation of Responses:

1. Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of June 5, 2025.

2. On January 1, 2023, the reporting person was granted 1,196 RSUs, of which 398 shares vested on January 1, 2024, 399 shares vested on January 1, 2025 and 399 shares shall vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

3. On January 1, 2024, the reporting person was granted 3,765 RSUs, of which 1,255 vested on January 1, 2025 and 1,255 shall vest each on January 1, 2026 and January 1, 2027, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Remarks:

	/s/ Godfrey B. Evans, Attorney in fact for Marlene L. Price	07/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many HomeStreet (HMST) shares does EVP Marlene L. Price own directly?

She reports 5,589 common shares held in her own name.

What indirect HMST ownership does Price report?

She holds 44.173 shares via the HomeStreet 401(k) Savings Plan.

How many restricted stock units does Price have outstanding?

She has 399 RSUs from a 2023 grant and 2,510 RSUs from a 2024 grant.

When will the reported RSUs for HMST vest?

Remaining tranches vest on January 1, 2026 (399 & 1,255 RSUs) and January 1, 2027 (1,255 RSUs).

Did the Form 3 disclose any recent HMST share purchases or sales?

No. The filing lists existing holdings only; no transactions were reported.