Welcome to our dedicated page for Homestreet SEC filings (Ticker: HMST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The HMST SEC filings page on Stock Titan aggregates U.S. Securities and Exchange Commission documents historically filed under HomeStreet, Inc.’s registration, as well as subsequent filings reflecting its transformation into Mechanics Bancorp. HomeStreet, Inc., formerly listed on the Nasdaq Global Select Market under the ticker HMST, was a diversified financial services company headquartered in Seattle, Washington, principally engaged in real estate lending, mortgage banking, and commercial and consumer banking through HomeStreet Bank.
Among the key documents accessible for this issuer are Current Reports on Form 8-K that describe material events. These include multiple 8-K filings detailing the Agreement and Plan of Merger among HomeStreet, HomeStreet Bank and Mechanics Bank, the receipt of regulatory approvals, shareholder votes at a special meeting, and the closing of the merger on September 2, 2025. A September 2, 2025 Form 8-K explains that, at the effective time of the merger, HomeStreet Bank merged with and into Mechanics Bank, the holding company changed its name to Mechanics Bancorp, and Class A common stock that had traded under the symbol HMST would begin trading under the symbol MCHB.
Other filings, such as an 8-K/A filed on September 25, 2025, provide audited and unaudited financial statements of Mechanics Bank and pro forma condensed combined financial information, reflecting Mechanics Bank as the accounting acquirer and HomeStreet Bank as the accounting acquiree. Notification of late filing on Form 12b-25 (NT 10-Q) for Mechanics Bancorp explains timing considerations related to incorporating purchase accounting adjustments from the merger into quarterly reporting.
Investors can also review 8-K filings that furnish slide presentations and earnings materials, where HomeStreet and later Mechanics Bancorp discuss non-GAAP financial measures, capital metrics, and the impact of strategic actions such as large multifamily loan sales. These filings provide context on how management evaluated core performance, credit quality and efficiency ratios.
On Stock Titan, AI-powered tools can help interpret lengthy filings by highlighting key sections of 8-Ks, NT 10-Qs and related exhibits, summarizing the implications of the merger, changes in capital structure, and the transition from HMST to MCHB. This makes it easier to understand the regulatory history of HomeStreet, Inc. as it evolved into Mechanics Bancorp and to trace how material events were reported over time.
HomeStreet, Inc. (now Mechanics Bancorp) Form 4 reports insider share settlements tied to the merger that became effective on September 2, 2025. Marlene L. Price received shares of the Issuer's Class A common stock as PSUs vested upon the merger, including 1,196 and 3,765 shares from PSU awards granted on January 1, 2023 and January 1, 2024, respectively, and had 1,342 shares withheld to satisfy tax withholding for those settlements. The filings show open-market/withholding disposals at a reported price of $13.87 per share for withheld shares. The Reporting Person resigned as an officer at the merger's effective time and is no longer subject to Section 16 reporting obligations. The 401(k) plan holds an additional 44.173 shares reported as indirect ownership.
Erik D. Hand, identified as EVP, Mortgage Lending Director, reported receipt of Issuer Class A common stock on September 2, 2025 related to vesting of performance stock units (PSUs) accelerated by a merger. The Form 4 shows two non‑derivative acquisitions: 966 shares from a 2023 PSU and 3,042 shares from a 2024 PSU, both issued without payment based on achievement of specified performance factors, bringing his reported direct holdings to 10,236 shares. The filing also discloses 3,165.212 shares held indirectly via the HomeStreet, Inc. 401(k) Savings Plan as of the merger date.
The Form 4 states that at the effective time of the merger on September 2, 2025, HomeStreet, Inc. was renamed Mechanics Bancorp and the Reporting Person resigned as an officer, after which he is no longer subject to Section 16 reporting for the issuer.
William Endresen, an executive formerly of HomeStreet, Inc., reported stock transactions tied to the September 2, 2025 merger that renamed HomeStreet to Mechanics Bancorp (MCHB). On the merger effective date each outstanding performance stock unit (PSU) held by Mr. Endresen accelerated and converted into shares of the issuer's Class A common stock plus cash for accrued dividends. He received 3,736 shares from a 2023 PSU and 11,761 shares from a 2024 PSU, bringing his direct beneficial ownership to 39,299 shares. He also holds 537.567 shares indirectly through the former HomeStreet 401(k) plan. Mr. Endresen resigned as an officer effective at the merger and is no longer subject to Section 16 reporting obligations.
Godfrey B. Evans, Executive Vice President and General Counsel, reported the receipt of shares of Mechanics Bancorp (formerly HomeStreet, Inc.) common stock on 09/02/2025 due to vesting and acceleration of performance stock units (PSUs) in connection with the merger effective that date. The Form 4 shows 2,813 shares issued upon vesting of an earlier PSU and 8,855 shares issued from a separate PSU, each issued without payment based on achievement of performance factors. At the time of the report Mr. Evans beneficially owned 72,535 and 81,390 shares following each respective issuance. The filing also states Mr. Evans resigned his officer role effective with the merger and is no longer subject to Section 16 reporting obligations.
Paulette Lemon, an executive formerly of HomeStreet, Inc., reported multiple equity transactions tied to the company nd its merger into Mechanics Bancorp (ticker shown as MCHB). On 09/02/2025 PSUs accelerated at the merger's effective time and converted into shares of Issuer Class A common stock; she received 1,954 and 6,389 shares from PSUs granted on 01/01/2023 and 01/01/2024 respectively, and 529 and 1,728 shares were withheld to satisfy withholding taxes. Following these settlements, her beneficial ownership positions are reported as 26,888.2 and 25,160.2 shares on different reported lines.
The filing states Ms. Lemon resigned as an officer effective at the merger closing on 09/02/2025 and is no longer subject to Section 16 reporting obligations; the Form 4 is signed by an attorney-in-fact on 09/04/2025. The transactions reflect PSU vesting and tax withholding tied exclusively to the merger and the related vesting provisions.
The filing reports that Diane P. Novak, Executive Vice President and Chief Risk Officer of Mechanics Bancorp (formerly HomeStreet, Inc.), had multiple equity transactions effective 09/02/2025 related to the acceleration and settlement of performance stock units (PSUs) at the closing of a merger. She received a total of 8,051 shares issued without cash consideration from vested PSUs and had 2,178 shares withheld to cover taxes, leaving her with 12,506 shares beneficially owned after the transactions. The filing also notes Ms. Novak resigned as an officer at the effective time of the merger and is no longer subject to Section 16 reporting.
Jay C. Iseman, EVP—Chief Credit Officer, reported equity transactions tied to the Mechanics Bancorp merger effective September 2, 2025. The filing shows accelerated vesting of performance stock units (PSUs) at the merger, resulting in 2,545 and 8,169 shares of Issuer Class A common stock issued to the reporting person for PSUs granted on January 1, 2023 and January 1, 2024, respectively. The issuer withheld 689 and 2,209 shares to satisfy withholding tax obligations; withheld shares were disposed at $13.87 per share. Following these transactions, reported beneficial ownership line items include 95,538 and 93,329 shares in sequence on the Form. The Reporting Person resigned as an officer at the effective time of the merger and is no longer subject to Section 16 reporting obligations for future transactions.
Mark K. Mason, a director and the former CEO and President, reported multiple transactions in Mechanics Bancorp (formerly HomeStreet, Inc.) stock tied to the merger effective 09/02/2025. Several performance stock units (PSUs) accelerated and vested at the merger, producing net issuances of 14,848 and 33,333 shares (two separate PSU grants) and triggering withholding of 6,430 and 14,434 shares for taxes. After these transactions, Mr. Mason beneficially owned 225,665 shares (direct) and his spouse owned 2,800 shares (indirect). The reporting form notes Mr. Mason resigned as an officer at the effective time of the merger and is no longer subject to Section 16 reporting for the issuer.
Darrell van Amen, EVP and Chief Investment Officer, reported acquisitions of issuer Class A common stock on 09/02/2025 tied to vested performance stock units (PSUs) following a merger. Two PSU-based issuances were reported: 3,130 shares and 9,849 shares were issued to the reporting person without payment of consideration because performance conditions were met. The filings show beneficial ownership of 83,021 shares after the first issuance and 92,870 shares after the second, with an additional 3,000 shares held indirectly by the reporting person’s spouse.
The transactions occurred at the effective time of a merger in which HomeStreet, Inc. was renamed Mechanics Bancorp and outstanding PSUs were accelerated and settled in stock plus cash for accrued dividends. The reporting person resigned as an officer effective at the merger’s closing and stated they are no longer subject to Section 16 reporting for future transactions.
Form 4 disclosure: S. Craig Tompkins notified that he resigned as a director of Mechanics Bancorp (formerly HomeStreet, Inc.) effective at the closing of a merger on 09/02/2025. The filing states the resignation was made in accordance with the Agreement and Plan of Merger dated March 28, 2025. As a result of the merger and his resignation, the reporting person is no longer subject to Section 16 reporting obligations and will not file further Form 4 or Form 5 reports related to the issuer.
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