Homestreet SEC Filings

Darrell van Amen, EVP and Chief Investment Officer, reported acquisitions of issuer Class A common stock on 09/02/2025 tied to vested performance stock units (PSUs) following a merger. Two PSU-based issuances were reported: 3,130 shares and 9,849 shares were issued to the reporting person without payment of consideration because performance conditions were met. The filings show beneficial ownership of 83,021 shares after the first issuance and 92,870 shares after the second, with an additional 3,000 shares held indirectly by the reporting person’s spouse.

The transactions occurred at the effective time of a merger in which HomeStreet, Inc. was renamed Mechanics Bancorp and outstanding PSUs were accelerated and settled in stock plus cash for accrued dividends. The reporting person resigned as an officer effective at the merger’s closing and stated they are no longer subject to Section 16 reporting for future transactions.

Form 4 disclosure: S. Craig Tompkins notified that he resigned as a director of Mechanics Bancorp (formerly HomeStreet, Inc.) effective at the closing of a merger on 09/02/2025. The filing states the resignation was made in accordance with the Agreement and Plan of Merger dated March 28, 2025. As a result of the merger and his resignation, the reporting person is no longer subject to Section 16 reporting obligations and will not file further Form 4 or Form 5 reports related to the issuer.

The filing reports that James R. Mitchell resigned as a director of Mechanics Bancorp (formerly HomeStreet, Inc.) effective at the closing of a merger on 09/02/2025. Because of the resignation tied to the Merger Agreement dated March 28, 2025, the reporting person states he is no longer subject to Section 16 reporting obligations for the issuer and will not file further Form 4 or Form 5 reports related to the issuer. The filing notes the corporate name change from HomeStreet, Inc. to Mechanics Bancorp pursuant to the merger.

Mechanics Bancorp (formerly HomeStreet, Inc.) filed a Form S-8 registration statement to register securities for its employee benefit plans and incorporates by reference its Annual Report dated March 7, 2025, multiple Current Reports and Quarterly Reports filed during 2025, and the description of its common stock from a Form S-4 originally filed July 3, 2025. The filing lists corporate governance and administrative documents including amended articles and bylaws and a 2025 Equity Incentive Plan as exhibits. It describes statutory and contractual indemnification protections for directors and officers under Washington law, Mechanics’ charter/bylaws, indemnification agreements, and directors’ and officers’ insurance. The filing includes customary Securities Act undertakings regarding post-effective amendments, prospectus updates, and removal of unsold securities.

Mechanics Bancorp completed a merger with Mechanics Bank, effective September 2, 2025. The company formerly known as HomeStreet, Inc. changed its name to Mechanics Bancorp and HomeStreet Bank merged into Mechanics Bank, which survived as a wholly owned subsidiary. An August 26, 2025 amendment revised governing law and venue provisions but did not change principal merger terms. At closing, Mechanics Bank voting shares converted into 3,301.0920 shares of the companys Class A common stock and non-voting shares converted into 330.1092 shares of newly created Class B common stock. Outstanding Mechanics Bank RSUs were converted into Assumed RSUs tied to Class A shares with original terms preserved.