Welcome to our dedicated page for Homestreet SEC filings (Ticker: HMST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
HomeStreet Inc. filings document its historical public-company record as the parent of HomeStreet Bank and the completed merger transition to Mechanics Bancorp. The filing record includes material-event reports, operating-results disclosures, capital-structure items, shareholder and governance matters, and notices tied to periodic-report timing.
Subsequent filings identify Mechanics Bancorp as the registrant and cover results of operations, Regulation FD materials, cash dividends on Class A and Class B common stock, bylaw amendments for uncertificated book-entry shares, definitive proxy governance disclosures, and material events involving Mechanics Bank business lines.
Godfrey B. Evans, Executive Vice President and General Counsel, reported the receipt of shares of Mechanics Bancorp (formerly HomeStreet, Inc.) common stock on 09/02/2025 due to vesting and acceleration of performance stock units (PSUs) in connection with the merger effective that date. The Form 4 shows 2,813 shares issued upon vesting of an earlier PSU and 8,855 shares issued from a separate PSU, each issued without payment based on achievement of performance factors. At the time of the report Mr. Evans beneficially owned 72,535 and 81,390 shares following each respective issuance. The filing also states Mr. Evans resigned his officer role effective with the merger and is no longer subject to Section 16 reporting obligations.
Paulette Lemon, an executive formerly of HomeStreet, Inc., reported multiple equity transactions tied to the company nd its merger into Mechanics Bancorp (ticker shown as MCHB). On 09/02/2025 PSUs accelerated at the merger's effective time and converted into shares of Issuer Class A common stock; she received 1,954 and 6,389 shares from PSUs granted on 01/01/2023 and 01/01/2024 respectively, and 529 and 1,728 shares were withheld to satisfy withholding taxes. Following these settlements, her beneficial ownership positions are reported as 26,888.2 and 25,160.2 shares on different reported lines.
The filing states Ms. Lemon resigned as an officer effective at the merger closing on 09/02/2025 and is no longer subject to Section 16 reporting obligations; the Form 4 is signed by an attorney-in-fact on 09/04/2025. The transactions reflect PSU vesting and tax withholding tied exclusively to the merger and the related vesting provisions.
The filing reports that Diane P. Novak, Executive Vice President and Chief Risk Officer of Mechanics Bancorp (formerly HomeStreet, Inc.), had multiple equity transactions effective 09/02/2025 related to the acceleration and settlement of performance stock units (PSUs) at the closing of a merger. She received a total of 8,051 shares issued without cash consideration from vested PSUs and had 2,178 shares withheld to cover taxes, leaving her with 12,506 shares beneficially owned after the transactions. The filing also notes Ms. Novak resigned as an officer at the effective time of the merger and is no longer subject to Section 16 reporting.
Jay C. Iseman, EVP—Chief Credit Officer, reported equity transactions tied to the Mechanics Bancorp merger effective September 2, 2025. The filing shows accelerated vesting of performance stock units (PSUs) at the merger, resulting in 2,545 and 8,169 shares of Issuer Class A common stock issued to the reporting person for PSUs granted on January 1, 2023 and January 1, 2024, respectively. The issuer withheld 689 and 2,209 shares to satisfy withholding tax obligations; withheld shares were disposed at $13.87 per share. Following these transactions, reported beneficial ownership line items include 95,538 and 93,329 shares in sequence on the Form. The Reporting Person resigned as an officer at the effective time of the merger and is no longer subject to Section 16 reporting obligations for future transactions.
Mark K. Mason, a director and the former CEO and President, reported multiple transactions in Mechanics Bancorp (formerly HomeStreet, Inc.) stock tied to the merger effective 09/02/2025. Several performance stock units (PSUs) accelerated and vested at the merger, producing net issuances of 14,848 and 33,333 shares (two separate PSU grants) and triggering withholding of 6,430 and 14,434 shares for taxes. After these transactions, Mr. Mason beneficially owned 225,665 shares (direct) and his spouse owned 2,800 shares (indirect). The reporting form notes Mr. Mason resigned as an officer at the effective time of the merger and is no longer subject to Section 16 reporting for the issuer.
Darrell van Amen, EVP and Chief Investment Officer, reported acquisitions of issuer Class A common stock on 09/02/2025 tied to vested performance stock units (PSUs) following a merger. Two PSU-based issuances were reported: 3,130 shares and 9,849 shares were issued to the reporting person without payment of consideration because performance conditions were met. The filings show beneficial ownership of 83,021 shares after the first issuance and 92,870 shares after the second, with an additional 3,000 shares held indirectly by the reporting person’s spouse.
The transactions occurred at the effective time of a merger in which HomeStreet, Inc. was renamed Mechanics Bancorp and outstanding PSUs were accelerated and settled in stock plus cash for accrued dividends. The reporting person resigned as an officer effective at the merger’s closing and stated they are no longer subject to Section 16 reporting for future transactions.
Form 4 disclosure: S. Craig Tompkins notified that he resigned as a director of Mechanics Bancorp (formerly HomeStreet, Inc.) effective at the closing of a merger on 09/02/2025. The filing states the resignation was made in accordance with the Agreement and Plan of Merger dated March 28, 2025. As a result of the merger and his resignation, the reporting person is no longer subject to Section 16 reporting obligations and will not file further Form 4 or Form 5 reports related to the issuer.
Mechanics Bancorp director Jeffrey D. Green has resigned following the completion of a merger involving HomeStreet, Inc., HomeStreet Bank, and Mechanics Bank. The resignation became effective at the merger’s effective time on September 2, 2025.
Because he is no longer a director, Green is no longer subject to Section 16 reporting for trades in Mechanics Bancorp equity and will not file future Forms 4 or 5 related to this issuer. Under the merger agreement, HomeStreet, Inc. has been renamed Mechanics Bancorp.
Mechanics Bancorp filed a Form 4 noting that director Joanne R. Harrell resigned from the board at the time a merger closed on September 2, 2025. The resignation occurred under the Agreement and Plan of Merger dated March 28, 2025 among HomeStreet, Inc., HomeStreet Bank and Mechanics Bank.
Following the merger, HomeStreet, Inc. was renamed Mechanics Bancorp. Because Harrell is no longer a director, she is no longer subject to Section 16 reporting for trades in the company’s equity and will not file future Forms 4 or 5 for this issuer.
The filing reports that James R. Mitchell resigned as a director of Mechanics Bancorp (formerly HomeStreet, Inc.) effective at the closing of a merger on 09/02/2025. Because of the resignation tied to the Merger Agreement dated March 28, 2025, the reporting person states he is no longer subject to Section 16 reporting obligations for the issuer and will not file further Form 4 or Form 5 reports related to the issuer. The filing notes the corporate name change from HomeStreet, Inc. to Mechanics Bancorp pursuant to the merger.