[25-NSE] HENNESSY ADVISORS INC SEC Filing

Rhea-AI Filing Summary

Hennessy Advisors Inc. has a class of debt securities, its 4.875% Notes due 2026, removed from listing and/or registration on the Nasdaq Stock Market. Nasdaq certified compliance with rules to strike the notes and Hennessy Advisors certified compliance with voluntary withdrawal requirements under Section 12(b).

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Regulatory Specialist

Form 25 notifies the exchange removal of the 4.875% Notes due 2026.

The filing records that Nasdaq has followed 17 CFR 240.12d2-2 procedures to strike the security from listing and that the issuer complied with voluntary withdrawal requirements under Section 12(b). This is an exchange-registration administrative action.

Cashflow treatment and effective date are not detailed in the excerpt; subsequent filings or exchange notices would show the operational timetable and any transfer mechanics.

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Available on EDGAR 06/29/2026 - 04:17 PM Accepted by SEC EDGAR 06/29/2026 - 04:17 PM Learn about SEC filing dates

UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-36423

Issuer:	HENNESSY ADVISORS INC
Exchange:	Nasdaq Stock Market LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	7250 Redwood Boulevard
	Suite 200
	Novato	CALIFORNIA	94945
Telephone number:					415-899-1555

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

4.875% Notes due 2026

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2026-06-29	By	Tara Petta		AVP
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.