Here are the Form 4 insider transactions from Hennessy Advisors, Inc. (HNNA) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow HNNA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HNNA filings page.
Hennessy Advisors Inc. Executive VP Daniel B. Steadman reported a gift disposition of 2,000 common shares on September 30, 2026. The transaction is identified as a bona fide gift rather than a purchase or sale. After the gift, his reported direct holding was 35,768 shares.
Hennessy Advisors Inc. director Kiera Newton sold 504 shares of Common Stock at $10.02 per share on September 29, 2026. After the sale, she held 20,598 shares directly. The sale was not reported under a Rule 10b5-1 plan, and the 20,598-share figure is her reported post-transaction holding.
Hennessy Advisors Inc. director Thomas L. Seavey sold 1,875 shares of common stock on September 24, 2026, at $10.1501 per share. The shares were held directly, and his reported direct holdings after the sale were 59,754 shares. The transaction is described as a sale in the open market or a private transaction; no Rule 10b5-1 plan is reported.
HENNESSY ADVISORS INC (HNNA) Executive VP and Advisory Committee Member Daniel B. Steadman sold 5,000 shares on September 24, 2026, at a weighted average price of $10.2626 per share. The reported sale prices ranged from $10.2000 to $10.3200. After the sale, he directly held 37,768 shares; 2,250 shares were also reported indirectly as held for a child. No Rule 10b5-1 plan is reported.
HENNESSY ADVISORS INC (HNNA) reports that CEO, director, and large shareholder Neil J. Hennessy, through a trust, received an indirect award of 19,700 shares of common stock on September 18, 2026. These represent stock units that will vest 25% per year beginning on September 18, 2027.
On the same date, the trust delivered or had 9,520.5 shares withheld at $10.38 per share to pay an exercise price or tax liability. Following these events, he holds 5,062 common shares directly and 25,059 shares indirectly through his spouse’s IRA. No Rule 10b5-1 trading plan is reported.
HENNESSY ADVISORS INC (HNNA) reported that director and President/COO/Secretary Teresa M. Nilsen received an equity grant tied to its common stock. On September 18, 2026, she acquired 19,700 stock units that will vest 25% per year beginning on September 18, 2027. On the same date, 9,520.5 shares of common stock at $10.38 per share were delivered or withheld for payment of exercise price or tax liability. After these transactions, she also held 9,425 shares indirectly for the benefit of a child and 1,518 shares indirectly through her spouse's IRA. A separate 0.5‑share reduction was recorded as an administrative correction with no transaction, and no Rule 10b5‑1 trading plan was reported.
HENNESSY ADVISORS INC (HNNA) reported that Executive VP Daniel B. Steadman received an award of 9,400 shares of common stock on September 18, 2026, in the form of underlying stock units that will vest 25% per year beginning on September 18, 2027. On the same date, 3,206 shares of common stock were delivered or withheld at $10.38 per share for payment of exercise price or tax liability. After these transactions, Steadman also reports 2,250 shares of common stock held indirectly for the benefit of a child, and no Rule 10b5-1 trading plan is reported.
HENNESSY ADVISORS INC (HNNA) reported insider equity activity by Kathryn Fahy, its SVP and CFO. On September 18, 2026, she received a grant of 12,500 shares of common stock in the form of stock units that will vest 25% per year beginning on September 18, 2027. On the same date, 4,258 shares of common stock were delivered or withheld at $10.38 per share for payment of exercise price or tax liability. No Rule 10b5-1 trading plan is reported.
HENNESSY ADVISORS INC (HNNA) director Henry Hansel reported an acquisition of 5,600 shares of Common Stock on September 18, 2026 as a grant or award at a stated price of $0.00 per share. According to the disclosure, these 5,600 shares are underlying stock units that will vest 25% per year beginning on September 18, 2027, and his directly held position after this award is 225,725 shares. No transactions were reported under a Rule 10b5-1 trading plan.
HENNESSY ADVISORS INC (HNNA) director Brian A. Hennessy reported an award of 5,600 shares of common stock in the form of underlying stock units held indirectly by a trust. These units will vest 25% per year beginning September 18, 2027. After this grant, he reports 234,664.5 shares held indirectly by trust, 22,650.629 shares held directly, and 22,650.629 shares held indirectly through his spouse’s IRA, with each of the latter positions including 974.9340 shares acquired via automatic dividend reinvestments. No Rule 10b5-1 trading plan is indicated.
HENNESSY ADVISORS INC (symbol: HNNA) is the issuer of record for a Form 4 filing submitted to the SEC. Pomilia Susan Weber reported acquisition or exercise transactions in this Form 4 filing.
HENNESSY ADVISORS INC (HNNA) reported that director Susan Weber Pomilia received an equity grant covering 5,600 shares of Common Stock on September 18, 2026 as a grant or award at a stated price of $0.00 per share. According to a footnote, these represent underlying stock units that will vest 25% per year beginning on September 18, 2027.
After this award, Pomilia holds 55,487 shares of HNNA Common Stock directly, plus an additional 67,619 shares reported as indirectly owned through her spouse's IRA. No transactions were reported under a Rule 10b5-1 trading plan.
HENNESSY ADVISORS INC (HNNA) reports that director Thomas L. Seavey received a grant of 5,600 shares of common stock on September 18, 2026 as a grant, award, or other acquisition at a stated price of $0.00 per share. Following this award, he holds 61,629 shares of common stock directly, including 5,600 shares represented by underlying stock units that will vest 25% per year beginning on September 18, 2027.
HENNESSY ADVISORS INC (symbol: HNNA) is the issuer of record for a Form 4 filing submitted to the SEC. Knight ORiordan Lydia D reported acquisition or exercise transactions in this Form 4 filing.
HENNESSY ADVISORS INC (HNNA) reported that director Lydia D Knight ORiordan received a grant of 5,600 shares of common stock on September 18, 2026 as a compensation award. These shares are described as underlying stock units that will vest 25% per year beginning on September 18, 2027. After this award, she holds 26,900 shares of common stock directly, including the stock units subject to vesting. No Rule 10b5-1 trading plan is reported for this transaction.
HENNESSY ADVISORS INC (symbol: HNNA) is the issuer of record for a Form 4 filing submitted to the SEC. Newton Kiera reported acquisition or exercise transactions in this Form 4 filing.
HENNESSY ADVISORS INC (HNNA) director Kiera Newton received a grant of 5,600 shares of common stock on September 18, 2026 as a stock unit award with no cash price per share. After this award, Newton directly holds 21,102 shares, including these underlying stock units, which will vest 25% per year beginning on September 18, 2027.
HENNESSY ADVISORS INC (symbol: HNNA) is the issuer of record for a Form 4 filing submitted to the SEC. LIBARLE DANIEL G reported acquisition or exercise transactions in this Form 4 filing.
HENNESSY ADVISORS INC (HNNA) reports that Advisory Committee member Daniel G. Libarle received an award relating to 2,800 shares of common stock on September 18, 2026, held indirectly through a trust. These represent underlying stock units that will vest 25% per year beginning on September 18, 2027. Following this award, the trust is reported to hold a total of 66,610 shares associated with Mr. Libarle. No transactions are reported under a Rule 10b5-1 trading plan.
HENNESSY ADVISORS INC (HNNA) director Kiera Newton reported two open-market or private sales of common stock. On September 16, 2026, she sold 199 shares at $10.35 per share, and on September 14, 2026, she sold 593 shares at $10.335 per share, all held directly. No Rule 10b5-1 trading plan is reported.
Hennessy Advisors Inc. senior vice president and CFO Kathryn Fahy reported an open-market sale of 10,000 shares of Common Stock at $10.0000 per share. After this transaction, she directly holds 60,688.93 shares. This filing shows a single sale with no accompanying option exercises or derivative positions.
Hennessy Advisors, Inc. reported an insider stock transaction by its SVP and CFO involving 2,000 shares of common stock on 12/10/2025. The transaction was recorded with code "G" at a stated price of $0 per share.
After this activity, the officer directly beneficially owned 70,688.93 shares of Hennessy Advisors common stock. No transactions in derivative securities were listed.