Welcome to our dedicated page for Hennessy Advisor SEC filings (Ticker: HNNA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hennessy Advisors, Inc. filings document material-event reporting for an investment management company whose business centers on advisory and shareholder services for the Hennessy Funds. Recent 8-K disclosures cover operating and financial results, Regulation FD announcements, cash dividends on common stock, and exhibits containing related press releases.
The company's regulatory filings also record shareholder voting matters and governance actions, including annual meeting results, director elections, advisory compensation votes, and vote-frequency recommendations. Capital-structure disclosures include common stock dividend reporting and the listed 4.875% Notes due 2026.
HENNESSY ADVISORS INC filed a Form 13F disclosing institutional holdings with a reported total value of $2,821,809,104 across 283 positions. The report is signed by Teresa M. Nilsen, President and Chief Operating Officer, on 01-27-2026.
Hennessy Advisors, Inc. reported an insider stock transaction by its SVP and CFO involving 2,000 shares of common stock on 12/10/2025. The transaction was recorded with code "G" at a stated price of $0 per share.
After this activity, the officer directly beneficially owned 70,688.93 shares of Hennessy Advisors common stock. No transactions in derivative securities were listed.
Hennessy Advisors, Inc. announced a cash dividend of $0.1375 per share on its common stock. The dividend is payable on November 26, 2025 to shareholders of record at the close of business on November 12, 2025. The company furnished a press release with these details as an exhibit.
Hennessy Advisors Inc. filed a Form 13F reporting its institutional holdings, listing 281 positions with a total market value of $2,896,731,940. The filing is signed by Teresa M. Nilsen, President and Chief Operating Officer, dated 10-20-2025.
The report certifies that all required items and the information table are included and that this is a 13F HOLDINGS REPORT (all holdings reported). The form identifies the reporting manager's address as 7250 Redwood Blvd., Suite 200, Novato, CA.
Kiera M. Newton, a director of HENNESSY ADVISORS INC (HNNA), reported a sale of 390 shares of the company's common stock on 09/29/2025 at a price of $10.73 per share. Following this transaction she beneficially owns 16,865 shares in a direct ownership form. The Form 4 was executed by an attorney-in-fact and signed on 09/29/2025.
Hennessy Advisors Inc. (HNNA) Form 4: Director Kiera M. Newton reported a sale on 09/23/2025 of 3 shares of the issuer's common stock at a price of $11 per share. After the transaction, the reporting person beneficially owned 17,255 shares, held directly. The form was signed on behalf of Ms. Newton by an attorney-in-fact on 09/25/2025. No derivative transactions or other changes are reported.
Neil J. Hennessy, identified as a director, CEO and greater-than-10% owner of Hennessy Advisors Inc. (HNNAZ), reported multiple transactions on 09/18/2025. The filing shows an acquisition of 19,700 common stock units at $0 that will vest 25% per year beginning 09/18/2026 and are held indirectly by trust, bringing indirect beneficial ownership to 2,070,111.5 shares after the acquisition. The filing also discloses a sale of 9,000 shares at $11.08, reducing trust-held indirect ownership to 2,061,111.5. Additional positions are listed as a disposition of 5,062 shares and 25,059 shares held indirectly via a spouse's IRA; the form does not specify prices or further details for those entries. All transactions were signed by an attorney-in-fact on 09/19/2025.
Teresa M. Nilsen, Director and President, COO and Secretary of HENNESSY ADVISORS INC (HNNA / HNNAZ), reported multiple changes in her beneficial ownership on 09/18/2025. She acquired 19,700 non‑derivative common stock units via an award coded A(1) at $0, bringing her total reported beneficial ownership to 159,823 shares (these 19,700 units vest 25% per year beginning 09/18/2026). She also reported a disposition of 9,000 shares on 09/18/2025 at a price of $11.08, reducing direct holdings to 150,823 shares. The filing discloses indirect holdings of 9,943 shares (9,425 held for a child and 1,518 by spouse's IRA) rather than additional transactions. The form is signed 09/19/2025.
Daniel B. Steadman, Executive Vice President and officer of Hennessy Advisors Inc., reported transactions on 09/18/2025. He was granted 9,400 common stock units at $0 that will vest 25% per year beginning 09/18/2026, and sold 3,008 shares at $11.08 each. After these transactions he directly beneficially owned 37,824 shares and had an indirect interest in 1,750 shares held for a child. The Form 4 was signed by an attorney-in-fact on 09/19/2025.
Kathryn Fahy, SVP and CFO of Hennessy Advisors Inc., reported insider transactions dated 09/18/2025. The filing shows an acquisition of 12,500 shares of Common Stock through a grant recorded as $0 consideration; these shares are described as stock units that will vest 25% per year beginning on September 18, 2026. The filing also reports a disposition of 4,022 shares sold at a price of $11.08 per share, leaving 72,688.93 shares beneficially owned after the transactions. The form is signed by an attorney-in-fact on 09/19/2025.