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Hennessy Advisors, Inc. reported results of its annual shareholder meeting held on February 5, 2026. Shareholders elected nine directors, including Neil J. Hennessy and Teresa M. Nilsen, with each nominee receiving over 4.2 million votes in favor and substantial broker non-votes.
Investors approved, on a non-binding basis, the compensation of the company’s named executive officers, with 4,122,373 votes for and 214,703 against. Shareholders also expressed a preference for holding the advisory vote on executive pay every three years.
In addition, shareholders ratified the selection of CBIZ CPAs P.C. as the independent registered public accounting firm for fiscal year 2026, with 5,916,547 votes for and no broker non-votes, confirming support for the company’s auditor choice.
Hennessy Advisors reported weaker results for the quarter ended December 31, 2025. Total revenue fell to
Net income dropped to
Hennessy Advisors, Inc. reported its financial results for the fiscal quarter ended December 31, 2025, through a press release furnished with this report. The company also declared a cash dividend of $0.15 per share on its common stock.
The dividend is payable on March 4, 2026 to shareholders of record at the close of business on February 18, 2026. Both the earnings information and dividend details are contained in the same press release attached as Exhibit 99.1.
Hennessy Advisors, Inc. (HNNA) has a new significant passive shareholder. Seaport Global Asset Management LLC and Stephen C. Smith jointly report beneficial ownership of 409,015 shares of Hennessy Advisors common stock as of December 31, 2025.
This holding represents 5.2% of the common stock, based on 7,891,917 shares outstanding as of December 8, 2025, as cited from the company’s proxy statement. The shares are held for investment by Seaport’s advisory clients and trusts it manages, and the filers certify they are not seeking to change or influence control of Hennessy Advisors.
HENNESSY ADVISORS INC filed a Form 13F disclosing institutional holdings with a reported total value of $2,821,809,104 across 283 positions. The report is signed by Teresa M. Nilsen, President and Chief Operating Officer, on
Neil J. Hennessy, identified as a director, CEO and greater-than-10% owner of Hennessy Advisors Inc. (HNNAZ), reported multiple transactions on 09/18/2025. The filing shows an acquisition of 19,700 common stock units at $0 that will vest 25% per year beginning 09/18/2026 and are held indirectly by trust, bringing indirect beneficial ownership to 2,070,111.5 shares after the acquisition. The filing also discloses a sale of 9,000 shares at $11.08, reducing trust-held indirect ownership to 2,061,111.5. Additional positions are listed as a disposition of 5,062 shares and 25,059 shares held indirectly via a spouse's IRA; the form does not specify prices or further details for those entries. All transactions were signed by an attorney-in-fact on 09/19/2025.
Teresa M. Nilsen, Director and President, COO and Secretary of HENNESSY ADVISORS INC (HNNA / HNNAZ), reported multiple changes in her beneficial ownership on 09/18/2025. She acquired 19,700 non‑derivative common stock units via an award coded A(1) at $0, bringing her total reported beneficial ownership to 159,823 shares (these 19,700 units vest 25% per year beginning 09/18/2026). She also reported a disposition of 9,000 shares on 09/18/2025 at a price of $11.08, reducing direct holdings to 150,823 shares. The filing discloses indirect holdings of 9,943 shares (9,425 held for a child and 1,518 by spouse's IRA) rather than additional transactions. The form is signed 09/19/2025.
Daniel B. Steadman, Executive Vice President and officer of Hennessy Advisors Inc., reported transactions on 09/18/2025. He was granted 9,400 common stock units at $0 that will vest 25% per year beginning 09/18/2026, and sold 3,008 shares at $11.08 each. After these transactions he directly beneficially owned 37,824 shares and had an indirect interest in 1,750 shares held for a child. The Form 4 was signed by an attorney-in-fact on 09/19/2025.
Kathryn Fahy, SVP and CFO of Hennessy Advisors Inc., reported insider transactions dated 09/18/2025. The filing shows an acquisition of 12,500 shares of Common Stock through a grant recorded as $0 consideration; these shares are described as stock units that will vest 25% per year beginning on September 18, 2026. The filing also reports a disposition of 4,022 shares sold at a price of $11.08 per share, leaving 72,688.93 shares beneficially owned after the transactions. The form is signed by an attorney-in-fact on 09/19/2025.
Hansel Henry, a director of Hennessy Advisors Inc. (HNNA), reported acquiring 5,600 shares of Common Stock on 09/18/2025. The Form 4 shows the shares were acquired at no cash price and increase his total beneficial ownership to 220,125 shares. An explanatory note states the 5,600 shares are stock units that will vest 25% per year beginning on September 18, 2026.