Charles Schwab (HNNA) files to sell 10,000 shares via vested RSAs

Rhea-AI Filing Summary

Charles Schwab Corp. reports a sale of 10,000 common shares on Form 144 for Nasdaq-listed common stock. The filing lists multiple tranches of vested RSAs with grant/vest dates of 09/12/2021 (1,158), 09/18/2021 (2,323), 09/06/2022 (1,498), and 09/22/2025 (5,225) as securities to be sold.

The filing shows an address for the issuer and an item dated 05/11/2026. The filing format indicates these vested restricted stock awards are the source of the shares being offered for sale.

Insights

Securities Lawyer

Form 144 notifies a proposed sale of restricted shares under resale rules.

Form 144 is a notice required when an affiliate proposes to sell restricted or control securities in reliance on Rule 144; the filing here lists 10,000 common shares and itemizes vested RSAs by vest date and share counts.

Timing, broker/dealer methods, and whether sales occurred are not stated; subsequent public filings or broker reports would show completion details.

Equity Compensation Specialist

Vested RSAs are the disclosed source of the shares being sold.

The excerpt lists four vested restricted stock award tranches totaling multiple lots (examples: 1,158 on 09/12/2021, 2,323 on 09/18/2021), which an insider may sell once resale conditions are met.

Whether any shares remain subject to holding periods or volume limitations is not stated in the provided excerpt.

Key Figures

Shares to be sold (Form 144): 10,000 shares Vested RSA tranche: 1,158 shares Vested RSA tranche: 2,323 shares +4 more

7 metrics

Shares to be sold (Form 144) 10,000 shares Filed on 05/11/2026 for Nasdaq-listed common stock

Vested RSA tranche 1,158 shares Vested RSAs dated 09/12/2021

Vested RSA tranche 2,323 shares Vested RSAs dated 09/18/2021

Vested RSA tranche 1,498 shares Vested RSAs dated 09/06/2022

Vested RSA tranche 5,225 shares Vested RSAs dated 09/22/2025

Numeric field shown 101,600.00 Numeric value present in securities information section

Numeric field shown 7,902,394 Numeric value present in securities information section

Key Terms

Vested RSAs, Form 144, Nasdaq

3 terms

Vested RSAs financial

"Vested RSAs | Issuer | ... | 1,158 | 09/12/2021"

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Nasdaq market

"05/11/2026 | Nasdaq 144: Securities To Be Sold"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	10000	101600.00	7902394	05/11/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/12/2021	Vested RSAs	Issuer			1158	09/12/2021	Equity Compensation
Common	09/18/2021	Vested RSAs	Issuer			2323	09/18/2021	Equity Compensation
Common	09/06/2022	Vested RSAs	Issuer			1498	09/06/2022	Equity Compensation
Common	09/22/2025	Vested RSAs	Issuer			5225	09/22/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does HNNA's Form 144 show about the transaction?

It shows a proposed sale of 10,000 common shares and identifies vested restricted stock awards as the securities to be sold, with individual tranche counts and vest dates listed.

Which vested RSA tranches are listed in the filing?

The filing lists vested RSAs dated 09/12/2021 (1,158), 09/18/2021 (2,323), 09/06/2022 (1,498), and 09/22/2025 (5,225) as the securities to be sold.

Does the Form 144 indicate when the sale will occur or how proceeds are used?

No; the excerpt provides a filing date of 05/11/2026 but does not state sale timing, execution method, or use of proceeds in the provided text.

Is the issuer identified in the filing and where is it listed?

Yes; the filing names Charles Schwab Corp. with an issuer address and shows the security listed on Nasdaq in the provided excerpt.