Every 8-K that Hennessy Advisors, Inc. 4.875% Notes due 2026 (HNNAZ) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow HNNAZ and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full HNNAZ filings page.
Hennessy Advisors, Inc. is fully redeeming its outstanding 4.875% notes due 2026, with an aggregate principal amount of $40.25 million. The company has delivered a notice of full redemption to the trustee under the indenture governing these notes.
The notes, which trade on Nasdaq under the symbol HNNAZ, are scheduled to be redeemed on June 30, 2026 at a price equal to 100% of their outstanding principal, plus accrued and unpaid interest to, but not including, the redemption date. After this redemption is completed, no notes will remain outstanding and they will be delisted from The Nasdaq Stock Market.
Hennessy Advisors, Inc. reported second fiscal quarter results for the period ended March 31, 2026 and declared a quarterly cash dividend. Total revenue was $8.1 million, down 12% from the prior-year quarter, while net income was $1.9 million, a 26% decline. Diluted earnings per share were $0.24, down 27%.
Average assets under management were $4.2 billion, 12% lower than a year earlier, and total assets under management were $3.9 billion, down 8%. Cash and cash equivalents net of gross debt were $32.8 million, up 20%. The company declared a $0.15 quarterly dividend per share, representing a stated annualized yield of 6.0%, payable on June 4, 2026 to shareholders of record on May 21, 2026.
Hennessy Advisors, Inc. reported results of its annual shareholder meeting held on February 5, 2026. Shareholders elected nine directors, including Neil J. Hennessy and Teresa M. Nilsen, with each nominee receiving over 4.2 million votes in favor and substantial broker non-votes.
Investors approved, on a non-binding basis, the compensation of the company’s named executive officers, with 4,122,373 votes for and 214,703 against. Shareholders also expressed a preference for holding the advisory vote on executive pay every three years.
In addition, shareholders ratified the selection of CBIZ CPAs P.C. as the independent registered public accounting firm for fiscal year 2026, with 5,916,547 votes for and no broker non-votes, confirming support for the company’s auditor choice.
Hennessy Advisors, Inc. reported its financial results for the fiscal quarter ended December 31, 2025, through a press release furnished with this report. The company also declared a cash dividend of $0.15 per share on its common stock.
The dividend is payable on March 4, 2026 to shareholders of record at the close of business on February 18, 2026. Both the earnings information and dividend details are contained in the same press release attached as Exhibit 99.1.