Welcome to our dedicated page for Hanover Bancorp SEC filings (Ticker: HNVR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hanover Bancorp, Inc. filings document the regulatory record of a Maryland bank holding company and its Hanover Community Bank subsidiary. Recent 8-Ks furnish quarterly and annual operating results, investor presentations under Regulation FD, management and compensation matters, and material agreements related to fixed-to-floating subordinated notes due 2036.
Proxy materials describe annual meeting votes, director elections, equity incentive plan approval, auditor ratification, board governance, executive compensation, and shareholder voting procedures.
Hanover Bancorp is offering to exchange up to $35,000,000 in aggregate principal amount of registered 7.25% Fixed-to-Floating Rate Subordinated Notes due 2036 (the "New Notes") for all outstanding unregistered 7.25% Fixed-to-Floating Rate Subordinated Notes due 2036 (the "Old Notes"). The exchange offer expires at 11:59 p.m., New York City time, on July 23, 2026, unless extended. The Company will receive no cash proceeds from the exchange, the New Notes will evidence the same debt and will not increase outstanding indebtedness, and the New Notes will be registered under the Securities Act while the Old Notes remain subject to transfer restrictions.
Hanover Bancorp, Inc. director Robert Golden reported indirect open-market sales totaling 4,424 shares of common stock at prices around $24 per share. The sales were made from a trust for his benefit, which still holds 182,515 shares. He also reports additional indirect trust, LLC and spousal holdings, plus 28,341 shares held directly.
Hanover Bancorp director Robert Golden reported an insider transaction involving a trust for his benefit. On June 10, 2026, the trust sold 8,419 shares of common stock at an average of $24.2023 per share in an open-market or private transaction. That trust continues to hold 186,939 shares for his benefit, and Golden also has additional indirect trust and LLC interests plus 28,341 shares held directly.
Hanover Bancorp, Inc. is registering up to $35,000,000 aggregate principal amount of 7.25% Fixed-to-Floating Rate Subordinated Notes due 2036 for an exchange offer to register previously issued private-placement notes. The exchange offer will not raise cash and will exchange New Notes for Old Notes on a like-for-like basis.
The New Notes bear 7.25% fixed interest through March 15, 2031, then reset to a floating rate expected to be Three-Month Term SOFR plus 386 basis points, mature March 15, 2036, and are subordinated obligations of the holding company. As of March 31, 2026, consolidated totals included $2.37 billion total assets and $201.4 million stockholders’ equity.
Hanover Bancorp director Robert Golden reported an open-market sale of 1,847 shares of Common Stock at $23.101 per share on June 2, 2026. Following this transaction, he directly holds 28,341 Hanover Bancorp shares.
In addition to his direct holdings, the filing lists significant indirect ownership through various trusts and related entities. These include 195,358 shares in trusts for his benefit, 80,769 shares in trusts for a sibling where he is trustee, 42,771 shares held by a limited liability company he controls, and additional blocks held by his spouse and in trusts for his descendants and children.
Hanover Bancorp, Inc. filed a current report describing that on June 4, 2026 its representatives will present information to various investors using slides attached as Exhibit 99.1, titled “Investor Presentation.”
The company notes this information is being furnished under Regulation FD as Item 7.01, not filed, and will only be incorporated into future Securities Act registration statements if specifically identified. Hanover Bancorp also states the furnished materials are not necessarily material or complete, and that investors should not rely solely on this information when making investment decisions.
Hanover Bancorp, Inc. director Robert Golden reported an open-market sale of 1,514 shares of common stock on May 29, 2026 at an average price of $23.7073 per share. After this sale, he directly held 30,188 shares of Hanover Bancorp common stock.
Golden also reported several indirect holdings. These include shares held in trusts for his benefit, for the benefit of his spouse, children, and sibling, as well as shares held by a limited liability company controlled by him and by his spouse individually, as described in the footnotes.
Hanover Bancorp, Inc. reported the results of its annual shareholder meeting held on May 28, 2026. Shareholders approved the Hanover Bancorp, Inc. 2026 Equity Incentive Plan, which will be used to grant stock-based awards to directors, executives, and employees under terms described in the April 23, 2026 proxy statement.
Shareholders also elected three directors. Michael Katz received 4,651,759 votes for and 174,675 withheld; John R. Sorrenti received 4,769,855 for and 56,579 withheld; and Philip Okun received 4,642,366 for and 184,068 withheld, with additional broker non-votes reported on the proposals.
Hanover Bancorp, Inc. director Robert Golden reported an open-market sale of 1,295 shares of common stock at $23.5298 per share. These shares were sold from his direct holdings.
After the sale, he directly owns 31,702 common shares. The filing also details substantial additional indirect holdings through various trusts, a limited liability company, and shares held by his spouse and family members.