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HNW submits Form 25 for voluntary NYSE American withdrawal

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
25-NSE

Rhea-AI Filing Summary

Pioneer Diversified High Income Fund, Inc. (HNW) submitted a Form 25 notification to remove a class of its securities from listing and/or registration on NYSE American LLC. The filing cites compliance with 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c), indicating the exchange and the issuer have followed the rules governing voluntary withdrawal and the exchange’s process to strike the securities from listing. The notice includes standard OMB disclosure information and a statement that the exchange believes it meets filing requirements.

Positive

  • Issuer complied with voluntary withdrawal rules under 17 CFR 240.12d2-2(c)
  • Exchange followed strike/withdrawal procedures under 17 CFR 240.12d2-2(b)

Negative

  • Class of securities will be removed from listing on NYSE American

Insights

TL;DR: The issuer is voluntarily withdrawing a listed class from NYSE American under recognized rule provisions.

The filing explicitly states the action is being conducted under 17 CFR 240.12d2-2(c), which governs voluntary withdrawal by an issuer, and that the exchange followed 17 CFR 240.12d2-2(b) procedures to strike the class from listing.

This is a procedural market-structure event: it removes the affected class from the NYSE American listing but does not, by itself, disclose trading alternatives, timing, or impacts on holders beyond the fact of removal.

UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-33406
Issuer: Pioneer Diversified High Income Fund, Inc.
Exchange: NYSE AMERICAN LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 60 State Street
Boston MASSACHUSETTS 02109
Telephone number: 617-742-7825
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
Common Shares of Beneficial Interest
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, NYSE AMERICAN LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2025-09-30 By Anthony Sozzi Analyst, Market Watch
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What action does the Form 25 for Pioneer Diversified High Income Fund, Inc. (HNW) report?

The filing notifies the SEC that a class of HNW securities will be struck from listing and/or registration on NYSE American LLC via Form 25.

Under which SEC rules did the issuer and exchange proceed?

The notice cites compliance with 17 CFR 240.12d2-2(b) for the exchange and 17 CFR 240.12d2-2(c) for the issuer's voluntary withdrawal.

Does the filing state whether the withdrawal is voluntary or involuntary?

Yes. The filing explicitly references the issuer complying with the exchange rules for a voluntary withdrawal under 17 CFR 240.12d2-2(c).

Will trading continue on NYSE American after this filing?

The document only states the class will be struck from listing; it does not provide timing, alternative trading arrangements, or whether trading will continue elsewhere.

Is there any financial or earnings information in this filing?

No. The Form 25 notice is procedural and contains no earnings, transaction values, or financial statements.
Pioneer Diversified High Inc

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Asset Management
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United States
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