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HOOKER Furnishings (NASDAQ: HOFT) CEO exercises RSUs, withholds shares for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HOOKER FURNISHINGS Corp CEO Jeremy R. Hoff exercised restricted stock units and settled related taxes in shares. On April 9, 2026, 8,069 RSUs converted into 8,069 shares of common stock at a stated price of $0.00 per share as part of an equity award program. Of these shares, 3,075 were withheld at $15.00 per share to cover tax obligations, a non-market disposition. After these transactions, Hoff directly owned 35,942 shares of HOFT common stock. The RSUs stem from a 24,208-unit grant that vests in three equal annual installments tied to continued employment through April 9, 2025, 2026, and 2027.

Positive

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Insider Hoff Jeremy R
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) 8,069 $0.00 --
Exercise Common Stock 8,069 $0.00 --
Tax Withholding Common Stock 3,075 $15.00 $46K
Holdings After Transaction: Restricted Stock Unit (RSU) — 8,070 shares (Direct); Common Stock — 39,017 shares (Direct)
Footnotes (1)
  1. Each RSU represents a contingent right to receive one share of HOFT common stock. On April 9, 2024, the reporting person was granted 24,208 restricted stock units. Each RSU grant vests ratably by entitling the executive officer to receive one third of the grant if he or she remains continuously employed with the Company through the end of each service period that ends April 9, 2025, April 9, 2026, and April 9, 2027, respectively. At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.
RSUs exercised 8,069 units RSUs converted into common stock on April 9, 2026
Shares received from RSUs 8,069 shares Common stock acquired via derivative exercise
Shares withheld for taxes 3,075 shares Tax-withholding disposition at $15.00 per share
Post-transaction holdings 35,942 shares Common stock directly owned after transactions
RSU grant size 24,208 units Grant awarded April 9, 2024 with three-year vesting
Tax withholding price $15.00 per share Value used for RSU-related tax settlement
Restricted Stock Unit (RSU) financial
"Each RSU represents a contingent right to receive one share of HOFT common stock."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action: derivative exercise/conversion"
Compensation Committee financial
"At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash..."
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hoff Jeremy R

(Last)(First)(Middle)
POB 4708

(Street)
MARTINSVILLE VIRGINIA 24115

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HOOKER FURNISHINGS Corp [ HOFT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/09/2026M8,069A(1)39,017D
Common Stock04/09/2026F3,075D$1535,942D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)04/09/2026(2)M8,069(2) (2) (2)Common Stock8,069(3)$08,070D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of HOFT common stock.
2. On April 9, 2024, the reporting person was granted 24,208 restricted stock units. Each RSU grant vests ratably by entitling the executive officer to receive one third of the grant if he or she remains continuously employed with the Company through the end of each service period that ends April 9, 2025, April 9, 2026, and April 9, 2027, respectively.
3. At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.
/s/ Yumin Yang Attorney in Fact for Jeremy R. Hoff04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HOOKER FURNISHINGS (HOFT) CEO Jeremy Hoff report?

Jeremy Hoff reported exercising restricted stock units into common shares and settling related taxes. On April 9, 2026, 8,069 RSUs converted into 8,069 HOFT common shares, reflecting vesting of previously granted equity compensation rather than an open-market stock purchase or sale.

How many HOOKER FURNISHINGS (HOFT) shares did the CEO receive from RSU vesting?

The CEO received 8,069 HOFT common shares from RSU conversion. Each RSU represented the right to one share, and this transaction reflects one tranche of a larger 24,208-unit grant that vests in three equal annual installments tied to continued employment through specified dates.

Why were 3,075 HOOKER FURNISHINGS (HOFT) shares disposed of in this Form 4 filing?

The 3,075 HOFT shares were withheld to cover tax obligations on the RSU vesting. This tax-withholding disposition, reported with transaction code F at $15.00 per share, is a non-market event and does not represent an open-market sale by the CEO to outside investors.

What are Jeremy Hoff’s HOOKER FURNISHINGS (HOFT) holdings after these transactions?

Following the RSU conversion and tax withholding, Jeremy Hoff directly owned 35,942 HOFT common shares. This post-transaction balance reflects the net increase in his equity position after receiving 8,069 shares from RSUs and having 3,075 shares withheld to satisfy tax liabilities.

What is the vesting schedule of the HOOKER FURNISHINGS (HOFT) RSU grant mentioned?

The filing notes a 24,208-unit RSU grant awarded on April 9, 2024. The grant vests in three equal parts if the executive remains employed through April 9, 2025, April 9, 2026, and April 9, 2027, with each vested RSU payable in stock, cash, or a combination.