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Honeywell Aerospace (HONA) director David Goldfein receives grant of 572 RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honeywell Aerospace Inc. reported that director David L. Goldfein received a grant of 572 Restricted Stock Units on August 3, 2026. These units convert into Common Stock on a one-for-one basis and will vest on April 15, 2027, bringing his directly held RSU position to 572.

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Insider Goldfein David L.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 572 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 572 shares (Direct)
Footnotes (2)
  1. F1. Instrument converts to Issuer's Common Stock on a one-for-one basis.
  2. F2. The Restricted Stock Units shall vest on April 15, 2027.
RSUs granted 572 Restricted Stock Units Grant to director David L. Goldfein on August 3, 2026
Holdings after transaction 572 Restricted Stock Units Total RSUs held directly following the reported grant
Conversion ratio 1 Common Stock per RSU Instrument converts to Issuer's Common Stock on a one-for-one basis
Vesting date April 15, 2027 The Restricted Stock Units shall vest on April 15, 2027
Exercise price $0.0000 per share Conversion or exercise price for the Restricted Stock Units
Restricted Stock Units financial
"Security title reported is "Restricted Stock Units" for the transaction."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
one-for-one basis financial
"Instrument converts to Issuer's Common Stock on a one-for-one basis."
vest financial
"The Restricted Stock Units shall vest on April 15, 2027."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Honeywell Aerospace (HONA) report for David L. Goldfein?

Honeywell Aerospace reported that director David L. Goldfein received a grant of 572 Restricted Stock Units on August 3, 2026. The RSUs are settled in Common Stock on a one-for-one basis and are held directly.

When do the 572 RSUs granted to Honeywell Aerospace (HONA) director David L. Goldfein vest?

The 572 Restricted Stock Units granted to David L. Goldfein vest on April 15, 2027. After vesting, each RSU is convertible into one share of Honeywell Aerospace Common Stock according to the filing footnote.

How many Honeywell Aerospace (HONA) shares could David L. Goldfein receive from this RSU award?

The award can convert into 572 shares of Common Stock, since each Restricted Stock Unit is exchangeable for one share on a one-for-one basis. This conversion ratio is explicitly stated in the transaction footnotes.

Is David L. Goldfein’s Honeywell Aerospace (HONA) RSU award reported under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not selected, and there is no footnote stating the grant was made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

What is David L. Goldfein’s direct RSU holding in Honeywell Aerospace (HONA) after this transaction?

Following the grant, David L. Goldfein directly holds 572 Restricted Stock Units. The Form 4 lists total shares following the transaction as 572 RSUs, all tied to Honeywell Aerospace Common Stock on a one-for-one basis.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goldfein David L.

(Last)(First)(Middle)
C/O HONEYWELL AEROSPACE INC.
1944 E SKY HARBOR CIRCLE N

(Street)
PHOENIX ARIZONA 85034

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Honeywell Aerospace Inc. [ HONA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0(1)08/03/2026A572 (2) (2)Common Stock572$0572D
Explanation of Responses:
1. Instrument converts to Issuer's Common Stock on a one-for-one basis.
2. The Restricted Stock Units shall vest on April 15, 2027.
Remarks:
/s/ Jennifer Nelson for David Goldfein08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)