STOCK TITAN

Honeywell Aerospace (HONA) SVP converts units and withholds shares for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honeywell Aerospace Inc. SVP and CHRO Karen Elizabeth Arlak converted 1,756.5331 restricted stock units into an equal number of common shares on July 16, 2026. To satisfy tax obligations, 471 shares were withheld at $208.3700 per share. She continues to hold 1,663.4669 restricted stock units scheduled to vest on June 29, 2027, and indirectly holds 1,512 common shares in a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Arlak Karen Elizabeth
Role SVP and CHRO
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F4, F5, F6 1,756.5331 $0.00 $0.00
Exercise Common Stock F1, F2 1,756.5331 -- --
Exercise Price or Tax Liability Common Stock 471 $208.37 $98K
holding Common Stock F3 -- -- --
Holdings After Transaction: Restricted Stock Units — 1,663.4669 shares (Direct); Common Stock — 3,892.3471 shares (Direct); Common Stock — 1,512 shares (Indirect, Held in 401(k) plan)
Footnotes (6)
  1. F1. Reflects settlement of performance stock units that were received by the reporting person when the reporting person was employed by Honeywell International Inc. ("Honeywell") granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates that vested upon the successful completion of the spin-off of Issuer from Honeywell on June 29, 2026 and were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell.
  2. F2. Instrument converts to Issuer's Common Stock on a one-for-one basis.
  3. F3. Common Stock held indirectly by the reporting person in the Honeywell Aerospace 401(k) Plan.
  4. F4. Includes the reinvestment of dividend equivalents into 46.5330 additional restricted stock units.
  5. F5. Performance stock units that were received by the reporting person when the reporting person was employed by Honeywell the balance of which will vest on June 29, 2027. The performance stock units are governed by the 2026 Stock Incentive Plan of Honeywell Aerospace Inc. and its Affiliates.
  6. F6. Excludes reinvestment of dividend equivalents during the vesting period.
Units Converted 1,756.5331 units Restricted stock units converted into common stock on 2026-07-16
Shares Acquired 1,756.5331 shares Common stock received upon derivative exercise/conversion
Tax Withholding Shares 471.0000 shares Shares delivered to satisfy tax obligations at $208.3700 per share
Tax Withholding Price $208.3700 per share Price used for tax-withholding disposition of common stock
Remaining Restricted Stock Units 1,663.4669 units Balance of performance stock units scheduled to vest on June 29, 2027
401(k) Plan Holdings 1,512.0000 shares Common stock held indirectly in the Honeywell Aerospace 401(k) Plan
Restricted Stock Units financial
"security_title: "Restricted Stock Units" in a derivative transaction"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance stock units financial
"Reflects settlement of performance stock units that were received by the reporting person"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
dividend equivalents financial
"Includes the reinvestment of dividend equivalents into 46.5330 additional restricted stock units"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
reverse stock split financial
"were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
401(k) Plan financial
"Common Stock held indirectly by the reporting person in the Honeywell Aerospace 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

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FAQ

What insider transactions did Honeywell Aerospace (HONA) report for Karen Elizabeth Arlak?

Karen Elizabeth Arlak converted 1,756.5331 restricted stock units into the same number of common shares. To cover taxes, 471 shares were withheld at $208.3700 per share, and she still holds 1,663.4669 units plus 1,512 shares in a 401(k).

How many Honeywell Aerospace (HONA) shares were withheld for taxes in this Form 4?

A total of 471 common shares were disposed of as a tax-withholding transaction at $208.3700 per share. These shares were delivered to satisfy tax obligations related to the equity settlement, not reported as an open-market sale to third parties.

What restricted stock or performance units does Karen Elizabeth Arlak still hold at HONA?

After the reported transactions, Karen Elizabeth Arlak holds 1,663.4669 restricted stock units. According to the disclosure, the remaining performance stock units are scheduled to vest on June 29, 2027 and are governed by the 2026 Stock Incentive Plan of Honeywell Aerospace Inc.

How many Honeywell Aerospace (HONA) shares does Karen Elizabeth Arlak hold in the 401(k) plan?

She indirectly holds 1,512 common shares in the Honeywell Aerospace 401(k) Plan. This position is reported as indirect ownership, meaning the shares are held within the retirement plan rather than as directly registered shares in her own name.

What was the conversion ratio for the restricted stock units reported by HONA?

The instrument converts to common stock on a one-for-one basis. This means each restricted or performance stock unit settled into exactly one share of Honeywell Aerospace Inc. common stock, consistent across the reported equity award transactions.

What triggered the vesting of certain performance stock units for HONA’s Karen Elizabeth Arlak?

Some performance stock units vested upon the successful completion of the spin-off of Honeywell Aerospace Inc. from Honeywell International Inc. on June 29, 2026, with the awards adjusted for the spin-off and a reverse stock split at Honeywell.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Arlak Karen Elizabeth

(Last)(First)(Middle)
C/O HONEYWELL AEROSPACE INC.
1944 E SKY HARBOR CIRCLE N

(Street)
PHOENIX ARIZONA 85034

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Honeywell Aerospace Inc. [ HONA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and CHRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/16/2026M(1)1,756.5331A(2)4,363.3471D
Common Stock07/16/2026F471D$208.373,892.3471D
Common Stock1,512(3)IHeld in 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)07/16/2026M1,756.5331(4) (5) (5)Common Stock1,756.5331(4)(5)$01,663.4669(5)(6)D
Explanation of Responses:
1. Reflects settlement of performance stock units that were received by the reporting person when the reporting person was employed by Honeywell International Inc. ("Honeywell") granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates that vested upon the successful completion of the spin-off of Issuer from Honeywell on June 29, 2026 and were adjusted to reflect the spin-off and further adjusted to reflect the reverse stock split of Honeywell.
2. Instrument converts to Issuer's Common Stock on a one-for-one basis.
3. Common Stock held indirectly by the reporting person in the Honeywell Aerospace 401(k) Plan.
4. Includes the reinvestment of dividend equivalents into 46.5330 additional restricted stock units.
5. Performance stock units that were received by the reporting person when the reporting person was employed by Honeywell the balance of which will vest on June 29, 2027. The performance stock units are governed by the 2026 Stock Incentive Plan of Honeywell Aerospace Inc. and its Affiliates.
6. Excludes reinvestment of dividend equivalents during the vesting period.
Remarks:
/s/ Jennifer Nelson for Karen Elizabeth Arlak07/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)