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Honeywell Aerospace (HONA) SVP Arlak details RSU vesting and share withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Honeywell Aerospace Inc. SVP and CHRO Karen Elizabeth Arlak reported the vesting of 842.5498 restricted stock units, including 96.5498 from dividend-equivalent reinvestments, on July 30, 2026. These RSUs converted one-for-one into common stock, and 272 shares were disposed of at $204.32 per share to cover exercise price or tax obligations. After these transactions, 1,512 common shares are held indirectly in a 401(k) plan. The Rule 10b5-1 trading-plan box is unchecked.

Positive

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Negative

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Insider Arlak Karen Elizabeth
Role SVP and CHRO
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F1, F3 842.5498 $0.00 $0.00
Exercise Common Stock F1, F2 842.5498 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 272 $204.32 $56K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 4,462.8969 shares (Direct); Common Stock — 1,512 shares (Indirect, Held in 401(k) plan)
Footnotes (3)
  1. F1. Includes the reinvestment of dividend equivalents into 96.5498 additional restricted stock units.
  2. F2. Instrument converts to Issuer's Common Stock on a one-for-one basis.
  3. F3. The restricted stock units vested on July 30, 2026.
RSUs vested and converted 842.5498 shares Restricted stock units vesting and converting into common stock on July 30, 2026
Dividend-equivalent RSUs 96.5498 units Additional RSUs from reinvestment of dividend equivalents included in the vesting
Shares disposed for price/tax 272.0000 shares Common stock delivered or withheld to cover exercise price or tax liability
Disposition price $204.3200 per share Price applied to the 272 shares disposed of on July 30, 2026
401(k) holdings 1512.0000 shares Common stock held indirectly in a 401(k) plan after the reported transactions
Restricted Stock Units financial
"Karen Elizabeth Arlak reported the vesting of 842.5498 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"Includes the reinvestment of dividend equivalents into 96.5498 additional restricted stock units"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Rule 10b5-1 trading plan regulatory
"The Rule 10b5-1 trading-plan box is unchecked"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
401(k) plan financial
"1,512 common shares are held indirectly in a 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider stock activity did Honeywell Aerospace (HONA) report for Karen Elizabeth Arlak?

Karen Elizabeth Arlak reported 842.5498 restricted stock units vesting and converting into common stock on July 30, 2026. Of these shares, 272 were disposed of at $204.32 per share to satisfy exercise price or tax obligations, with remaining holdings reflected separately.

How many Honeywell Aerospace (HONA) RSUs vested and converted to common stock?

A total of 842.5498 restricted stock units vested and converted into Honeywell Aerospace common stock. This amount includes 96.5498 RSUs created by reinvestment of dividend equivalents, and all RSUs convert on a one-for-one basis into common shares.

How many Honeywell Aerospace (HONA) shares were withheld and at what price?

On July 30, 2026, 272 common shares of Honeywell Aerospace were disposed of at $204.32 per share. The disposition is characterized as payment of exercise price or tax liability by delivering or withholding securities from the vested stock.

What Honeywell Aerospace (HONA) shares does Karen Elizabeth Arlak hold in her 401(k)?

Following the reported transactions, Karen Elizabeth Arlak has 1,512 common shares of Honeywell Aerospace held indirectly in a 401(k) plan. This position is separate from directly held shares acquired through vested restricted stock units.

Were Karen Elizabeth Arlak’s Honeywell Aerospace (HONA) transactions under a Rule 10b5-1 plan?

The report shows the Rule 10b5-1 trading-plan checkbox is unchecked, indicating these transactions are not affirmed as being made under a Rule 10b5-1 or similar pre-arranged trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Arlak Karen Elizabeth

(Last)(First)(Middle)
C/O HONEYWELL AEROSPACE INC.
1944 E SKY HARBOR CIRCLE N

(Street)
PHOENIX ARIZONA 85034

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Honeywell Aerospace Inc. [ HONA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and CHRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/30/2026M842.5498(1)A$0(2)4,734.8969D
Common Stock07/30/2026F272D$204.324,462.8969D
Common Stock1,512IHeld in 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)07/30/2026M842.5498(1) (3) (3)Common Stock842.5498(1)$00D
Explanation of Responses:
1. Includes the reinvestment of dividend equivalents into 96.5498 additional restricted stock units.
2. Instrument converts to Issuer's Common Stock on a one-for-one basis.
3. The restricted stock units vested on July 30, 2026.
Remarks:
/s/ Jennifer Nelson for Karen Elizabeth Arlak08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)